0000950170-24-019892.txt : 20240226 0000950170-24-019892.hdr.sgml : 20240226 20240226132936 ACCESSION NUMBER: 0000950170-24-019892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55716 FILM NUMBER: 24676300 BUSINESS ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 FORMER NAME: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anson Management GP LLC CENTRAL INDEX KEY: 0001491073 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55716 FILM NUMBER: 24676299 BUSINESS ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 FORMER NAME: FORMER CONFORMED NAME: Admiralty Advisors LLC DATE OF NAME CHANGE: 20100504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anson Advisors Inc. CENTRAL INDEX KEY: 0001581079 ORGANIZATION NAME: STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55716 FILM NUMBER: 24676297 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: SUITE 4200 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 416.447.8874 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: SUITE 4200 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 FORMER NAME: FORMER CONFORMED NAME: M5V Advisors Inc. DATE OF NAME CHANGE: 20130710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Tony CENTRAL INDEX KEY: 0002012586 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55716 FILM NUMBER: 24676298 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kassam Moez CENTRAL INDEX KEY: 0001585167 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55716 FILM NUMBER: 24676295 MAIL ADDRESS: STREET 1: 111 PETER STREET STREET 2: SUITE 904 CITY: TORONTO STATE: A6 ZIP: M5V2H1 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nathoo Amin CENTRAL INDEX KEY: 0001962354 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55716 FILM NUMBER: 24676296 MAIL ADDRESS: STREET 1: 155 UNIVERSITY AVENUE STREET 2: SUITE 207 CITY: TORONTO STATE: Z4 ZIP: M5H 3B7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trilogy International Partners Inc. CENTRAL INDEX KEY: 0001689382 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 - 108 AVENUE NE STREET 2: SUITE 400 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425 458-5900 MAIL ADDRESS: STREET 1: 155 - 108 AVENUE NE STREET 2: SUITE 400 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: Alignvest Acquisition Corp DATE OF NAME CHANGE: 20161104 4 1 ownership.xml 4 X0508 4 2023-11-14 0001689382 Trilogy International Partners Inc. TRLH 0001491072 Anson Funds Management LP 1600 DALLAS PARKWAY, SUITE 800 DALLAS TX 75248 false false true false 0001491073 Anson Management GP LLC 1600 DALLAS PARKWAY, SUITE 800 DALLAS TX 75248 false false true false 0002012586 Moore Tony 1600 DALLAS PARKWAY, SUITE 800 DALLAS TX 75248 false false true false 0001581079 Anson Advisors Inc. 181 BAY STREET, SUITE 4200 TORONTO A6 M5J 2T3 ONTARIO, CANADA false false true false 0001962354 Nathoo Amin 181 BAY STREET, SUITE 4200 TORONTO A6 M5J 2T3 ONTARIO, CANADA false false true false 0001585167 Kassam Moez 181 BAY STREET, SUITE 4200 TORONTO A6 M5J 2T3 ONTARIO, CANADA false false true false false Common Shares, no par value 2023-11-14 4 S false 211000 0.0552 D 9242250 I See footnotes Common Shares, no par value 2023-11-15 4 S false 75000 0.0550 D 9167250 I See footnotes Common Shares, no par value 2023-12-18 4 S false 87000 0.0700 D 9080250 I See footnotes Common Shares, no par value 2023-12-20 4 S false 100000 0.0800 D 8980250 I See footnotes The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Tony Moore, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Shares, no par value (the "Common Stock"), of Trilogy International Partners Inc. (the "Issuer") purchased by private investment funds advised by Anson and Anson Advisors (the "Funds"). Pursuant to Rule 16a-1, all of Anson, Anson GP, Mr. Moore, Anson Advisors, Mr. Nathoo and Mr. Kassam disclaim such beneficial ownership. Bruce R. Winson previously reported owenrship of the Common Stock of the Issuer held by the Funds on Form 3. (Continued from footnote 1) Mr. Winson is no longer associated with the Reporting Persons, and no longer controls the disposition or voting of the securities, thus is no longer subject to Section 16. Anson and Anson Advisors hold indirectly 8,980,250 shares of Common Stock of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Tony Moore report the Common Stock held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the Common Stock held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. /s/ Tony Moore, manager of Anson Management GP LLC, general partner of Anson Funds Management LP 2024-02-26 /s/ Tony Moore, manager of Anson Management GP LLC 2024-02-26 /s/ Tony Moore 2024-02-26 /s/ Amin Nathoo, director of Anson Advisors Inc. 2024-02-26 /s/ Amin Nathoo 2024-02-26 /s/ Moez Kassam 2024-02-26