0000950123-24-005066.txt : 20240514 0000950123-24-005066.hdr.sgml : 20240514 20240514161556 ACCESSION NUMBER: 0000950123-24-005066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 EFFECTIVENESS DATE: 20240514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 ORGANIZATION NAME: IRS NUMBER: 300134498 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16678 FILM NUMBER: 24944568 BUSINESS ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001491072 XXXXXXXX 03-31-2024 03-31-2024 false Anson Funds Management LP

16000 DALLAS PARKWAY SUITE 800 DALLAS TX 75248

13F HOLDINGS REPORT 028-16678 Y Regarding the 22nd Century Group (XXII) holdings, 1-16 reverse stock split for the common stock effective as of April 2, 2024. Holdings are shown prior to such reverse stock split. Tony Moore 214-866-0200 /s/ Tony Moore Dallas TX 05-14-2024 0 149 1544414302 false INFORMATION TABLE 2 32902.xml INFORMATION TABLE FOR FORM 13F 10X Capital Venture Acquisition Corp III Warrant G87077114 539000 50000 SH DFND 50000 0 0 22ND CENTURY GROUP INC Equity 90137F202 789338 6577814 SH DFND 6577814 0 0 AdvisorShares Pure US Cannabis ETF Exchange Traded Fund 00768Y453 46430534 4638415 SH DFND 4638415 0 0 AFC Gamma Inc Equity 00109K105 318575 25733 SH DFND 25733 0 0 Air Products and Chemicals Inc Equity 009158106 1695890 7000 SH DFND 7000 0 0 Albertsons Cos Inc Equity 013091103 1500800 70000 SH DFND 70000 0 0 Alibaba Group Holding Ltd ADR 01609W102 2170800 30000 SH DFND 30000 0 0 Americas Gold & Silver Corp Equity 03062D100 109895 504400 SH DFND 504400 0 0 Apartment Income REIT Corp Equity 03750L109 1681946 51800 SH DFND 51800 0 0 Apartment Investment and Management Co Equity 03748R747 2227680 272000 SH DFND 272000 0 0 Arbor Realty Trust Inc Option 038923108 2120000 160000 SH Put 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0 Chicken Soup For The Soul Entertainment Inc Warrant 16842Q134 42275 270300 SH DFND 270300 0 0 Chromocell Therapeutics Corp Equity 171126105 659947 251888 SH DFND 251888 0 0 Clear Channel Outdoor Holdings Inc Option 18453H106 825000 500000 SH Call DFND 500000 0 0 Clear Channel Outdoor Holdings Inc Equity 18453H106 28570585 17315506 SH DFND 17315506 0 0 Colliers International Group Inc Equity 194693107 2910315 23800 SH DFND 23800 0 0 Core Scientific Inc Equity 21874A106 1000259 282559 SH DFND 282559 0 0 Crown Castle Inc Equity 22822V101 3608803 34100 SH DFND 34100 0 0 Cushman & Wakefield PLC Equity G2717B108 1338880 128000 SH DFND 128000 0 0 DigitalBridge Group Inc Equity 25401T603 11761849 610371 SH DFND 610371 0 0 EchoStar Corp Bond Convertible 25470MAF6 181250000 2500000 SH DFND 2500000 0 0 Edible Garden AG Inc Warrant 28059P113 16000 50000 SH DFND 50000 0 0 Elastic NV Equity N14506104 1062043 10595 SH DFND 10595 0 0 Elme Communities Equity 939653101 2232921 160411 SH DFND 160411 0 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G4000K100 227233 302977 SH DFND 302977 0 0 Gorilla Technology Group Inc Warrant G4000K118 12140625 16187500 SH DFND 16187500 0 0 Granite Real Estate Investment Trust Equity 387437114 2850478 49923 SH DFND 49923 0 0 GREENWAVE TECHNOLOGY SOLUTIONS INC Equity 57630J304 148269 1225365 SH DFND 1225365 0 0 Hess Corp Equity 42809H107 3711900 24318 SH DFND 24318 0 0 Holley Inc Equity 43538H103 1603678 359569 SH DFND 359569 0 0 Hub Cyber Security Ltd Warrant M6000J127 90519 101139 SH DFND 101139 0 0 Humacyte Inc Equity 44486Q103 155500 50000 SH DFND 50000 0 0 Hut 8 Corp Equity 44812J104 2762186 250000 SH DFND 250000 0 0 Independence Realty Trust Inc Equity 45378A106 2511441 155700 SH DFND 155700 0 0 Industrial Logistics Properties Trust Equity 456237106 2797629 652128 SH DFND 652128 0 0 Invesco QQQ Trust Series 1 Option 46090E103 15540350 35000 SH Put DFND 35000 0 0 iShares 20 Year Treasury Bond ETF Option 464287432 9055134 95700 SH Put DFND 95700 0 0 iShares MSCI Canada ETF Option 464286509 19140000 500000 SH Put DFND 500000 0 0 iShares Russell 2000 ETF Option 464287655 7360500 35000 SH Put DFND 35000 0 0 iSun Inc Equity 465246106 875000 3500000 SH DFND 3500000 0 0 Ivanhoe Electric Inc / US Equity 46578C108 598172 61038 SH DFND 61038 0 0 Jeffs Brands Ltd Equity M61472128 43399 117295 SH DFND 117295 0 0 KE Holdings Inc ADR 482497104 1002290 73000 SH DFND 73000 0 0 LOVESAC CO/THE Equity 54738L109 1742166 77087 SH DFND 77087 0 0 LXP Industrial Trust Equity 529043101 4122140 457000 SH DFND 457000 0 0 MAG Silver Corp Equity 55903Q104 985736 93400 SH DFND 93400 0 0 MAG Silver Corp Option 55903Q104 2116000 200000 SH Call DFND 200000 0 0 Match Group Inc Equity 57667L107 14512000 400000 SH DFND 400000 0 0 Medical Properties Trust Inc Option 58463J304 1151500 245000 SH Put DFND 245000 0 0 MEI PHARMA INC Equity 55279B301 4372753 1093188 SH DFND 1093188 0 0 Meihua International Medical Technologies Co Ltd Equity G5966G108 273760 370949 SH DFND 370949 0 0 Metals Acquisition Ltd Equity G60409110 1285000 100000 SH DFND 100000 0 0 Nano Dimension Ltd ADR 63008G203 57457928 20631213 SH DFND 20631213 0 0 National Amusements Inc Preferred Convertible 92556H305 424003 30859 SH DFND 30859 0 0 NCR Atleos Corp Option 63001N106 493750 25000 SH Call DFND 25000 0 0 NET Lease Office Properties Equity 64110Y108 1254641 52716 SH DFND 52716 0 0 NexPoint Residential Trust Inc Equity 65341D102 321900 10000 SH DFND 10000 0 0 Norfolk Southern Corp Equity 655844108 1019480 4000 SH DFND 4000 0 0 Nutrien Ltd Equity 67077M108 1629701 30000 SH DFND 30000 0 0 Nuvve Holding Corp Equity 67079Y209 214500 195000 SH DFND 195000 0 0 NVIDIA CORP Option 67066G104 1355340 1500 SH Put DFND 1500 0 0 Occidental Petroleum Corp Equity 674599105 1949700 30000 SH DFND 30000 0 0 OmniAb Inc Warrant 68218J111 64135 11833 SH DFND 11833 0 0 OneSpan Inc Equity 68287N100 14755469 1268742 SH DFND 1268742 0 0 Onfolio Holdings Inc Warrant 68277K124 96040 200000 SH DFND 200000 0 0 Osisko Gold Royalties Ltd Equity 68827L101 1149261 70000 SH DFND 70000 0 0 Pfizer Inc Equity 717081103 2775000 100000 SH DFND 100000 0 0 Pineapple Energy Inc Equity 72303P107 149600 2200000 SH DFND 2200000 0 0 PPG Industries Inc Equity 693506107 1449000 10000 SH DFND 10000 0 0 Priveterra Acquisition Corp II Warrant 876545112 138125 12500 SH DFND 12500 0 0 Prospect Capital Corp Option 74348T102 3785064 685700 SH Put DFND 685700 0 0 Psyence Biomedical Ltd Warrant 74449F118 14250 12500 SH DFND 12500 0 0 Rail Vision Ltd Warrant M8186D114 483897 226120 SH DFND 226120 0 0 Restaurant Brands International LP Option 76131D103 7945000 100000 SH Call DFND 100000 0 0 Rexford Industrial Realty Inc Equity 76169C100 2721582 54107 SH DFND 54107 0 0 ROYAL BANK OF CANADA Equity 780087102 3027031 30000 SH DFND 30000 0 0 Safehold Inc Equity 78646V107 2668977 129562 SH DFND 129562 0 0 SEALSQ Corp Equity G79483106 1006776 649533 SH DFND 649533 0 0 SELLAS Life Sciences Group Inc Equity 81642T209 4880692 4832368 SH DFND 4832368 0 0 SERITAGE GROWTH PROPERTIES Equity 81752R100 5863215 607587 SH DFND 607587 0 0 SERITAGE GROWTH PROPERTIES Option 81752R100 482500 50000 SH Call DFND 50000 0 0 SiNtx Technologies Inc Equity 829392604 47485 959297 SH DFND 959297 0 0 Six Flags Entertainment Corp Equity 83001A102 658000 25000 SH DFND 25000 0 0 SL Green Realty Corp Option 78440X887 992340 18000 SH Call DFND 18000 0 0 Snap Inc Bond Convertible 83304AAF3 48000000 2000000 SH DFND 2000000 0 0 Solidion Technology Inc Equity 834212102 1283334 1333334 SH DFND 1333334 0 0 SOS Ltd ADR 83587W205 1805174 1068150 SH DFND 1068150 0 0 SoundHound AI Inc Equity 836100107 1222764 207600 SH DFND 207600 0 0 SPDR S&P 500 ETF Trust Option 78462F103 27199640 52000 SH Put DFND 52000 0 0 Spero Therapeutics Inc Equity 84833T103 6450774 3750450 SH DFND 3750450 0 0 Spirit Airlines Inc Bond Convertible 848577AB8 161748000 1000000 SH DFND 1000000 0 0 Sun Communities Inc Equity 866674104 3021630 23500 SH DFND 23500 0 0 Super Group SGHC Ltd Equity G8588X103 4523060 1311032 SH DFND 1311032 0 0 Super Micro Computer Inc Equity 86800U104 4292628 4250 SH DFND 4250 0 0 Super Micro Computer Inc Option 86800U104 10100300 10000 SH Put DFND 10000 0 0 TC Energy Corp Equity 87807B107 3172075 78894 SH DFND 78894 0 0 Teck Resources Ltd Equity 878742204 2792744 61049 SH DFND 61049 0 0 Thunder Bridge Capital Partners IV Inc Warrant 88605L115 4738711 460069 SH DFND 460069 0 0 TKO Group Holdings Inc Equity 87256C101 2592300 30000 SH DFND 30000 0 0 Toronto-Dominion Bank/The Equity 891160509 1811333 30000 SH DFND 30000 0 0 Tricon Residential Inc Equity 89612W102 5142380 461200 SH DFND 461200 0 0 Trip.com Group Ltd ADR 89677Q107 20245667 461282 SH DFND 461282 0 0 Triple Flag Precious Metals Corp Equity 89679M104 2724277 188486 SH DFND 188486 0 0 Twilio Inc Equity 90138F102 32573565 532683 SH DFND 532683 0 0 Twilio Inc Option 90138F102 6115000 100000 SH Call DFND 100000 0 0 United States Steel Corp Equity 912909108 1223400 30000 SH DFND 30000 0 0 Unity Software Inc Bond Convertible 91332UAB7 168900000 2000000 SH DFND 2000000 0 0 Ventas Inc Equity 92276F100 870800 20000 SH DFND 20000 0 0 Veris Residential Inc Equity 554489104 2241635 147379 SH DFND 147379 0 0 Veris Residential Inc Option 554489104 7605000 500000 SH Call DFND 500000 0 0 Vertiv Holdings Co Equity 92537N108 1225050 15000 SH DFND 15000 0 0 View Inc Equity 92671V304 100376 87284 SH DFND 87284 0 0 Vista Outdoor Inc Equity 928377100 819500 25000 SH DFND 25000 0 0 Vivid Seats Inc Equity 92854T100 16145590 2695424 SH DFND 2695424 0 0 Vizio Holding Corp Option 92858V101 1094000 100000 SH Call DFND 100000 0 0 Vnet Group Inc ADR 90138A103 377301 243420 SH DFND 243420 0 0 Vocodia Holdings Corp Equity 92891Q101 195435 244906 SH DFND 244906 0 0 WiSA Technologies Inc Equity 86633R302 447793 21323458 SH DFND 21323458 0 0 XBP Europe Holdings Inc Warrant 98400V119 25826 12537 SH DFND 12537 0 0 XUNLEI LTD. ADR 98419E108 558096 374561 SH DFND 374561 0 0 Zapp Electric Vehicles Group Ltd Warrant G9889X115 9368 37500 SH DFND 37500 0 0 Zoomcar Holdings Inc Warrant 45784G119 11486 18750 SH DFND 18750 0 0