0000950123-24-002131.txt : 20240214 0000950123-24-002131.hdr.sgml : 20240214 20240214070104 ACCESSION NUMBER: 0000950123-24-002131 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 ORGANIZATION NAME: IRS NUMBER: 300134498 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16678 FILM NUMBER: 24632182 BUSINESS ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001491072 XXXXXXXX 12-31-2023 12-31-2023 false Anson Funds Management LP

16000 DALLAS PARKWAY SUITE 800 DALLAS TX 75248

13F HOLDINGS REPORT 028-16678 N Tony Moore 214-866-0200 /s/ Tony Moore Dallas TX 02-13-2024 0 170 808817326 false INFORMATION TABLE 2 30527.xml INFORMATION TABLE FOR FORM 13F 10X Capital Venture Acquisition Corp III Warrant G87077114 537000 50000 SH DFND 50000 0 0 22ND CENTURY GROUP INC Equity 90137F202 591835 3178491 SH DFND 3178491 0 0 AdvisorShares Pure US Cannabis ETF Exchange Traded Fund 00768Y453 45176919 6444639 SH DFND 6444639 0 0 AdvisorShares Pure US Cannabis ETF Option 00768Y453 2628750 375000 SH Call DFND 375000 0 0 Ainos Inc Warrant 00902F113 20500 10000 SH DFND 10000 0 0 Algonquin Power & Utilities Corp Equity 015857105 1101437 174278 SH DFND 174278 0 0 Alibaba Group Holding Ltd ADR 01609W102 1550200 20000 SH DFND 20000 0 0 Alibaba Group Holding Ltd Option 01609W102 3875500 50000 SH Call DFND 50000 0 0 Allot Ltd Equity M0854Q105 82500 50000 SH DFND 50000 0 0 Amarin Corp PLC ADR 023111206 753343 865912 SH DFND 865912 0 0 Americas Gold & Silver Corp Equity 03062D100 125691 504400 SH DFND 504400 0 0 Apartment Investment and Management Co Equity 03748R747 2959740 378000 SH DFND 378000 0 0 ARK Innovation ETF Option 00214Q104 3582108 68400 SH Call DFND 68400 0 0 ARK Innovation ETF Option 00214Q104 43446152 829600 SH Put DFND 829600 0 0 Assembly Biosciences Inc Equity 045396108 590037 719470 SH DFND 719470 0 0 Avid Bioservices Inc Equity 05368M106 886035 136313 SH DFND 136313 0 0 BARK Inc Equity 68622E104 416826 517475 SH DFND 517475 0 0 Barnes & Noble Education Inc Equity 06777U101 375684 252137 SH DFND 252137 0 0 Battalion Oil Corp Equity 07134L107 937033 97506 SH DFND 97506 0 0 Baxter International Inc Option 071813109 1933000 50000 SH Call DFND 50000 0 0 Biolase Inc Equity 090911702 207712 185127 SH DFND 185127 0 0 Bit Brother Ltd Equity G1144D125 437320 40871024 SH DFND 40871024 0 0 Bit Digital Inc Equity G1144A105 1057500 250000 SH DFND 250000 0 0 Bitfarms Ltd/Canada Equity 09173B107 679776 233600 SH DFND 233600 0 0 Blockchain Coinvestors Acquisition Corp I Warrant G11765115 28662983 2636889 SH DFND 2636889 0 0 Bullfrog AI Holdings Inc Warrant 12021E117 263245 80750 SH DFND 80750 0 0 CANADA GOOSE HOLDINGS INC. Option 135086106 1185000 100000 SH Call DFND 100000 0 0 Cenovus Energy Inc Equity 15135U109 14070310 843900 SH DFND 843900 0 0 Chicken Soup For The Soul Entertainment Inc Warrant 16842Q134 59304 270300 SH DFND 270300 0 0 Cipher Mining Inc Equity 17253J106 2065000 500000 SH DFND 500000 0 0 Clear Channel Outdoor Holdings Inc Equity 18453H106 30513221 16765506 SH DFND 16765506 0 0 Clearwater Analytics Holdings Inc Equity 185123106 1001500 50000 SH DFND 50000 0 0 Cloudflare Inc Bond Convertible 18915MAC1 1814020 2000000 SH DFND 2000000 0 0 Coinbase Global Inc Option 19260Q107 13044000 75000 SH Put DFND 75000 0 0 CoreCard Corp Equity 45816D100 192085 13889 SH DFND 13889 0 0 Cormedix Inc Equity 21900C308 748240 199000 SH DFND 199000 0 0 Crescent Point Energy Corp Equity 22576C101 1430914 206198 SH DFND 206198 0 0 Crown Castle Inc Equity 22822V101 2303800 20000 SH DFND 20000 0 0 Cushman & Wakefield PLC Equity G2717B108 1485000 137500 SH DFND 137500 0 0 Cybin Inc Equity 23256X100 3659043 8924494 SH DFND 8924494 0 0 Cyteir Therapeutics Inc Equity 23284P103 3333123 1096422 SH DFND 1096422 0 0 DigitalBridge Group Inc Equity 25401T603 14213907 810371 SH DFND 810371 0 0 Edible Garden AG Inc Warrant 28059P113 25170 50000 SH DFND 50000 0 0 Enbridge Inc Equity 29250N105 3512112 97100 SH DFND 97100 0 0 Endeavor Group Holdings Inc Equity 29260Y109 2596062 109400 SH DFND 109400 0 0 Enzo Biochem Inc Equity 294100102 321221 231094 SH DFND 231094 0 0 Erasca Inc Equity 29479A108 476270 223601 SH DFND 223601 0 0 ERO Copper Corp Option 296006109 4190000 200000 SH Call DFND 200000 0 0 Esports Entertainment Group Inc Warrant 29667K132 145350 900000 SH DFND 900000 0 0 Establishment Labs Holdings Inc Equity G31249108 1069490 41309 SH DFND 41309 0 0 Everbridge Inc Bond Convertible 29978AAC8 1887140 2000000 SH DFND 2000000 0 0 Extra Space Storage Inc Equity 30225T102 1100665 6865 SH DFND 6865 0 0 FGI Industries Ltd Warrant G3302D111 1215225 740991 SH DFND 740991 0 0 First Industrial Realty Trust Inc Equity 32054K103 2175798 41310 SH DFND 41310 0 0 Fluence Energy Inc Equity 34379V103 357750 15000 SH DFND 15000 0 0 Franco-Nevada Corp Equity 351858105 1884082 17000 SH DFND 17000 0 0 FutureFuel Corp Equity 36116M106 601002 98849 SH DFND 98849 0 0 GAN Ltd Equity G3728V109 48591 30754 SH DFND 30754 0 0 Gildan Activewear Inc Equity 375916103 52174923 1575000 SH DFND 1575000 0 0 Global Gas Corp Warrant 37892P115 46135 12500 SH DFND 12500 0 0 Global Mofy Metaverse Ltd Equity G3937M106 3078631 551726 SH DFND 551726 0 0 Global X MSCI China Real Estate ETF Exchange Traded Fund 37960A685 754204 55000 SH DFND 55000 0 0 Globalstar Inc Equity 378973408 15144307 7806344 SH DFND 7806344 0 0 Gorilla Technology Group Inc Equity G4000K100 211358 391840 SH DFND 391840 0 0 Granite Real Estate Investment Trust Equity 387437114 2274979 39496 SH DFND 39496 0 0 GREENWAVE TECHNOLOGY SOLUTIONS INC Equity 57630J304 705798 1249200 SH DFND 1249200 0 0 Hess Corp Option 42809H107 2522800 17500 SH Put DFND 17500 0 0 Hess Corp Equity 42809H107 1043430 7238 SH DFND 7238 0 0 Holley Inc Equity 43538H103 3896234 800048 SH DFND 800048 0 0 Hollysys Automation Technologies Ltd Equity G45667105 527000 20000 SH DFND 20000 0 0 Hub Cyber Security Ltd Warrant M6000J127 219472 101139 SH DFND 101139 0 0 Hut 8 Corp Equity 44812J104 6670000 500000 SH DFND 500000 0 0 Ikena Oncology Inc Equity 45175G108 412351 209315 SH DFND 209315 0 0 ImmunoGen Inc Equity 45253H101 741250 25000 SH DFND 25000 0 0 Independence Realty Trust Inc Equity 45378A106 1617210 105700 SH DFND 105700 0 0 Industrial Logistics Properties Trust Equity 456237106 2950806 627831 SH DFND 627831 0 0 Instil Bio Inc Equity 45783C200 132161 17344 SH DFND 17344 0 0 Invesco QQQ Trust Series 1 Option 46090E103 32761600 80000 SH Put DFND 80000 0 0 iShares iBoxx $ High Yield Corporate Bond ETF Option 464288513 30956000 400000 SH Put DFND 400000 0 0 iShares MSCI Canada ETF Option 464286509 18340000 500000 SH Put DFND 500000 0 0 iShares Russell 2000 ETF Option 464287655 6462862 32200 SH Call DFND 32200 0 0 iShares Russell 2000 ETF Option 464287655 21917532 109200 SH Put DFND 109200 0 0 iShares U.S. Real Estate ETF Option 464287739 7486479 81900 SH Call DFND 81900 0 0 iShares U.S. Real Estate ETF Option 464287739 18592794 203400 SH Put DFND 203400 0 0 iSun Inc Equity 465246106 904365 3500000 SH DFND 3500000 0 0 KE Holdings Inc ADR 482497104 1394060 86000 SH DFND 86000 0 0 Kezar Life Sciences Inc Equity 49372L100 579097 611249 SH DFND 611249 0 0 LianBio ADR 53000N108 523643 117146 SH DFND 117146 0 0 LXP Industrial Trust Equity 529043101 2142720 216000 SH DFND 216000 0 0 Magnachip Semiconductor Corp Equity 55933J203 811103 108147 SH DFND 108147 0 0 Marathon Digital Holdings Inc Equity 565788106 351880 14980 SH DFND 14980 0 0 Maui Land & Pineapple Co Inc Equity 577345101 397250 25000 SH DFND 25000 0 0 MEI PHARMA INC Equity 55279B301 6340491 1093188 SH DFND 1093188 0 0 Merck & Co Inc Equity 58933Y105 1635300 15000 SH DFND 15000 0 0 Metals Acquisition Ltd Equity G60409110 1236000 100000 SH DFND 100000 0 0 Nano Dimension Ltd ADR 63008G203 49514911 20631213 SH DFND 20631213 0 0 Nano-X Imaging Ltd Equity M70700105 3141041 493099 SH DFND 493099 0 0 National Amusements Inc Preferred Convertible 92556H305 577063 30859 SH DFND 30859 0 0 Newcourt Acquisition Corp Warrant G6448C129 115500 12500 SH DFND 12500 0 0 NexPoint Residential Trust Inc Equity 65341D102 344300 10000 SH DFND 10000 0 0 NextEra Energy Inc Option 65339F101 6074000 100000 SH Call DFND 100000 0 0 Norwegian Cruise Line Holdings Ltd Bond Convertible 62886HBK6 1417215 1500000 SH DFND 1500000 0 0 Nutrien Ltd Equity 67077M108 1690294 30000 SH DFND 30000 0 0 Occidental Petroleum Corp Equity 674599105 2686950 45000 SH DFND 45000 0 0 Ocuphire Pharma Inc Equity 67577R102 148510 49339 SH DFND 49339 0 0 OmniAb Inc Warrant 68218J111 73010 11833 SH DFND 11833 0 0 ONCOLYTICS BIOTECH INC Equity 682310875 5149304 3814299 SH DFND 3814299 0 0 OneSpan Inc Equity 68287N100 18193898 1697192 SH DFND 1697192 0 0 Onfolio Holdings Inc Warrant 68277K124 102000 200000 SH DFND 200000 0 0 PayPal Holdings Inc Equity 70450Y103 921150 15000 SH DFND 15000 0 0 PEDEVCO Corp Equity 70532Y303 162174 210588 SH DFND 210588 0 0 Peloton Interactive Inc Bond Convertible 70614WAB6 1552520 2000000 SH DFND 2000000 0 0 Pfizer Inc Option 717081103 5758000 200000 SH Call DFND 200000 0 0 Phio Pharmaceuticals Corp Equity 71880W402 119643 157425 SH DFND 157425 0 0 Playstudios Inc Equity 72815G108 486816 179637 SH DFND 179637 0 0 Priveterra Acquisition Corp II Warrant 876545112 137374 12500 SH DFND 12500 0 0 Rail Vision Ltd Warrant M8186D114 363164 238265 SH DFND 238265 0 0 Rain Oncology Inc Equity 75082Q105 40282 33568 SH DFND 33568 0 0 Rallybio Corp Equity 75120L100 439688 183970 SH DFND 183970 0 0 Replimune Group Inc Equity 76029N106 617312 73228 SH DFND 73228 0 0 Rexford Industrial Realty Inc Equity 76169C100 1437675 25627 SH DFND 25627 0 0 Rogers Communications Inc Equity 775109200 3332982 70588 SH DFND 70588 0 0 Safehold Inc Equity 78646V107 3335951 142562 SH DFND 142562 0 0 Seer Inc Equity 81578P106 668260 344464 SH DFND 344464 0 0 Sequans Communications SA ADR 817323207 754404 266574 SH DFND 266574 0 0 SERITAGE GROWTH PROPERTIES Equity 81752R100 5555359 594156 SH DFND 594156 0 0 Shoals Technologies Group Inc Option 82489W107 1554000 100000 SH Call DFND 100000 0 0 Six Flags Entertainment Corp Equity 83001A102 1254000 50000 SH DFND 50000 0 0 Snap Inc Bond Convertible 83304AAF3 1606000 2000000 SH DFND 2000000 0 0 SPDR S&P 500 ETF Trust Option 78462F103 28518600 60000 SH Put DFND 60000 0 0 SPDR S&P Homebuilders ETF Option 78464A888 19132000 200000 SH Put DFND 200000 0 0 Spero Therapeutics Inc Equity 84833T103 6317618 4297699 SH DFND 4297699 0 0 Splunk Inc Bond Convertible 848637AF1 6791750 7000000 SH DFND 7000000 0 0 Sun Communities Inc Equity 866674104 2970371 22225 SH DFND 22225 0 0 Suncor Energy Inc Equity 867224107 1297173 40458 SH DFND 40458 0 0 Super Group SGHC Ltd Equity G8588X103 713250 225000 SH DFND 225000 0 0 Super Micro Computer Inc Option 86800U104 2842600 10000 SH Put DFND 10000 0 0 Target Hospitality Corp Equity 87615L107 1123718 115490 SH DFND 115490 0 0 Target Hospitality Corp Option 87615L107 97300 10000 SH Call DFND 10000 0 0 TC Energy Corp Equity 87807B107 3622145 92674 SH DFND 92674 0 0 Teck Resources Ltd Equity 878742204 1137710 26900 SH DFND 26900 0 0 TELUS Corp Equity 87971M103 2937930 165000 SH DFND 165000 0 0 TESLA, INC. Option 88160R101 2484800 10000 SH Put DFND 10000 0 0 Thoughtworks Holding Inc Equity 88546E105 265930 55287 SH DFND 55287 0 0 Thunder Bridge Capital Partners IV Inc Warrant 88605L115 4701905 460069 SH DFND 460069 0 0 TKO Group Holdings Inc Equity 87256C101 815800 10000 SH DFND 10000 0 0 Trevi Therapeutics Inc Equity 89532M101 563876 420803 SH DFND 420803 0 0 Tricon Residential Inc Equity 89612W102 6362895 698705 SH DFND 698705 0 0 Trip.com Group Ltd ADR 89677Q107 13009765 361282 SH DFND 361282 0 0 Triple Flag Precious Metals Corp Equity 89679M104 2503487 187946 SH DFND 187946 0 0 Twilio Inc Equity 90138F102 33423770 440540 SH DFND 440540 0 0 Twilio Inc Option 90138F102 7587000 100000 SH Call DFND 100000 0 0 U Power Ltd Equity G9520U108 824014 4490538 SH DFND 4490538 0 0 United States Steel Corp Equity 912909108 3648750 75000 SH DFND 75000 0 0 United States Steel Corp Option 912909108 1216250 25000 SH Put DFND 25000 0 0 Unity Software Inc Bond Convertible 91332UAB7 1667000 2000000 SH DFND 2000000 0 0 Velo3D Inc Equity 92259N104 4722301 11877014 SH DFND 11877014 0 0 Veris Residential Inc Equity 554489104 882123 56079 SH DFND 56079 0 0 Veris Residential Inc Option 554489104 3146000 200000 SH Call DFND 200000 0 0 View Inc Equity 92671V304 317713 87284 SH DFND 87284 0 0 Vigil Neuroscience Inc Equity 92673K108 699714 207016 SH DFND 207016 0 0 Vista Outdoor Inc Equity 928377100 2264707 76588 SH DFND 76588 0 0 Vivid Seats Inc Equity 92854T100 10233047 1619153 SH DFND 1619153 0 0 Vnet Group Inc ADR 90138A103 3484476 1214103 SH DFND 1214103 0 0 Walt Disney Co/The Equity 254687106 2708700 30000 SH DFND 30000 0 0 XBP Europe Holdings Inc Warrant 98400V119 66446 12537 SH DFND 12537 0 0 XUNLEI LTD. ADR 98419E108 606789 374561 SH DFND 374561 0 0 Zapp Electric Vehicles Group Ltd Warrant G9889X115 9915 37500 SH DFND 37500 0 0 Zoomcar Holdings Inc Warrant 45784G119 69188 18750 SH DFND 18750 0 0 ZyVersa Therapeutics Inc Equity 98987D201 144604 160671 SH DFND 160671 0 0