0001770707-24-000002.txt : 20240102
0001770707-24-000002.hdr.sgml : 20240102
20240102135856
ACCESSION NUMBER: 0001770707-24-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240102
DATE AS OF CHANGE: 20240102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry Anthony S.
CENTRAL INDEX KEY: 0001770707
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34814
FILM NUMBER: 24501781
MAIL ADDRESS:
STREET 1: C/O CAPITOL FEDERAL FINANCIAL, INC.
STREET 2: 700 S. KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitol Federal Financial, Inc.
CENTRAL INDEX KEY: 0001490906
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 700 S KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
BUSINESS PHONE: 785-235-1341
MAIL ADDRESS:
STREET 1: 700 S KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Federal Financial Inc
DATE OF NAME CHANGE: 20100503
4
1
wk-form4_1704221926.xml
FORM 4
X0508
4
2023-12-31
0
0001490906
Capitol Federal Financial, Inc.
CFFN
0001770707
Barry Anthony S.
C/O CAPITOL FEDERAL FINANCIAL, INC.
700 SOUTH KANSAS AVENUE
TOPEKA
KS
66603
0
1
0
0
Executive Vice President
0
CFFN common stock
2023-12-31
4
M
0
1687
12.50
A
56664
D
CFFN common stock
2023-12-31
4
D
0
1687
6.45
D
54977
D
CFFN common stock
6176
I
ESOP
CFFN Phantom Stock 2020
12.50
2023-12-31
4
M
0
1687
12.50
D
2023-12-31
2023-12-31
CFFN common stock
1687
0
D
CFFN Phantom Stock 2021
11.33
2024-12-31
2024-12-31
CFFN common stock
4810
4810
D
CFFN Phantom Stock 2022
8.65
2025-12-31
2025-12-31
CFFN common stock
8080
8080
D
Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
/s/ Kent G. Townsend, under Power of Attorney
2024-01-02