0001594062-16-000719.txt : 20161228 0001594062-16-000719.hdr.sgml : 20161228 20161228123705 ACCESSION NUMBER: 0001594062-16-000719 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161228 DATE AS OF CHANGE: 20161228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ECO SCIENCE SOLUTIONS, INC. CENTRAL INDEX KEY: 0001490873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 464199032 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54803 FILM NUMBER: 162071934 BUSINESS ADDRESS: STREET 1: 1135 MAKAWAO AVE STREET 2: SUITE 103-188 CITY: MAKAWAO STATE: HI ZIP: 96768 BUSINESS PHONE: 1-800-379-0226 MAIL ADDRESS: STREET 1: 1135 MAKAWAO AVE STREET 2: SUITE 103-188 CITY: MAKAWAO STATE: HI ZIP: 96768 FORMER COMPANY: FORMER CONFORMED NAME: EATON SCIENTIFIC SYSTEMS, INC. DATE OF NAME CHANGE: 20130509 FORMER COMPANY: FORMER CONFORMED NAME: PRISTINE SOLUTIONS INC. DATE OF NAME CHANGE: 20100430 10-Q/A 1 form10qa.htm FORM 10-Q/A form10qa.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 10-Q/A
Amendment No. 1

(Mark One)

[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934

For the quarterly period ended October 31, 2016

[  ]TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES 
 EXCHANGE ACT OF 1934

For the transition period from [ ] to [ ]

Commission file number 000-54803


ECO SCIENCE SOLUTIONS, INC.
(Exact name of registrant as specified in its charter)

   
Nevada
46-4199032
(State or other jurisdiction of incorporation or organization)
(I.R.S. Employer Identification No.)
  
  
1135 Makawao Avenue, Suite 103-188, Makawao, Hawaii
96768
(Address of principal executive offices)
(Zip Code)
  
  
Registrant's telephone number:
  (800) 379-0226
 
N/A
 (Former name, former address and former fiscal year, if changed since last report)
 
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

 
Yes [X]  No [  ]

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).

 
Yes [X] No [  ]

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer
[  ]
Accelerated filer
[  ]
       
Non-accelerated filer
[  ]
Smaller reporting company
[X]
(Do not check if a smaller reporting company)
     
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [  ] No [X]
 
Indicate the number of shares outstanding of each of the registrant’s classes of common stock as of the latest practicable date.

32,731,186 Common Shares issued and outstanding as of December 2, 2016

 

 
 

 

EXPLANATORY NOTE

We are filing this Form 10-Q/A, Amendment No. 1,  for the sole purpose of a revision to the cover page of our Form 10-Q for the nine months ended October 31, 2016 (the “Original Form 10-Q”) as filed with the Securities and Exchange Commission on December 2, 2016 (the “Filing Date”).   The Company has revised its disclosures in this Form 10-Q/A, Amendment No. 1,  in order to accurately reflect that the Company is not a shell company as defined in Rule 12b-2 of the Exchange Act.   The cover page as included herein inlcudes such disclosures, which were previously omitted from our cover page as originally filed.
 
    Other than as set out above, this Amendment speaks as of the filing date of the Original Form 10-Q (the "Filing date"), does not reflect events that may have occurred subsequent to the Filing Date, and does not modify or update in any way disclosures made in the original Form 10-Q as filed on December 2, 2016.

 
2

 

ITEM 6.                EXHIBITS, FINANCIAL STATEMENT SCHEDULES
 
Exhibit Number
Exhibit Description
Filed Previously
Filed herewith
3.1
Articles of Incorporation of Pristine Solutions Inc. (incorporated by reference to the Registrant’s registration statement on Form S-1 filed on May 4, 2010)
*
 
3.2
Certificate of Amendment filed with the Nevada Secretary of State on January 29, 2010. (incorporated by reference to the Registrant’s registration statement on Form S-1 filed on May 4, 2010)
*
 
3.3
Bylaws of Pristine Solutions Inc. (incorporated by reference to the Registrant’s registration statement on Form S-1 filed on May 4, 2010)
*
 
3.4
Amended Articles of Incorporation/Certificate of Amendment filed with the Nevada Secretary of State on March 7, 2012 (incorporated by reference to the Registrant’s Annual Report on Form 10-K for the year ended January 31, 2012 filed July 31, 2012)
*
 
3.5
Articles of Exchange filed with the Nevada Secretary of State on October 31, 2012 (incorporated by reference to the Registrant’s Current Report on Form 8-K filed November 13, 2012)
*
 
3.6
Certificate to accompany Restated Articles or Amended and Restated Articles  (incorporated by reference to the Registrant’s Current Report on Form 8-K filed January 3, 2013)
*
 
3.7
Certificate of Amendment to Articles of Incorporation for Nevada Profit Corporations (incorporated by reference to the Registrant’s Current Report on Form 8-K filed February 18, 2014)
*
 
3.8
Designation of Series A Voting Preferred shares filed with the Nevada Secretary of State on January 12, 2016
*
 
10.1
Employment Agreement between the Company and Mike Borkowski dated November 1, 2015
*
 
10.2
December 21, 2015 employment agreement between the Company and Jeffery Taylor
*
 
10.3
December 21, 2015 employment agreement between the Company and Don Lee Taylor
*
 
10.4
Technology licensing and marketing support agreement between Separation Degrees – One, Inc. (“SDOI”) and the Company dated January 1, 2016
*
 
10.5
Asset purchase agreement between the Company and Separation Degrees – One, Inc. (“SDOI”) dated January 4, 2016
*
 
10.6
Amendment No. 1 to the Technology licensing and marketing support agreement between Separation Degrees – One, Inc. (“SDOI”)
*
 
10.7
Amendment No. 2 to the Technology licensing and marketing support agreement between Separation Degrees – One, Inc. (“SDOI”)
 * 
 
10.8
Amendment No. 3 to the Technology licensing and marketing support agreement between Separation Degrees – One, Inc. (“SDOI”)
 *
 
(31)
Rule 13a-14(a)/15d-14(a) Certifications
   
31.1
Certification of our Chief Executive Officer pursuant to Rule 13(a)-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended
 
*
31.2
Certification of our Chief Financial Officer pursuant to Rule 13(a)-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended
 
*
(32)
Section 1350 Certifications 
   
32.1
Certification of our Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002
 
*
32.2
Certification of our Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002
 
*
(101)
Interactive Data Files
   
101.INS
XBRL Instance Document
  *
 
101.SCH
XBRL Taxonomy Extension Schema Document
  *
 
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
  *
 
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
  *
 
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
  *
 
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
  *
 


 
3

 

SIGNATURES

In accordance with Section 13 or 15(d) of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


   
  
ECO SCIENCE SOLUTIONS, INC.
  
  
  
  
Dated: December 28, 2016
/s/ Jeffery Taylor
  
Jeffery Taylor
  
President, Chief Executive Officer, Secretary and Director

 

 
4

 

EX-31.1 2 ex311.htm CERTIFICATION ex311.htm


SEC Reference - 31.1
 
 
Certification Pursuant to pursuant to Rule 13a-14(a) or Rule 15d-14(a)
of the Securities Exchange Act of 1934, as amended
 
 
I, Jeffery Taylor, certify that:
 
1.
I have reviewed this Amendment No. 1 to the Quarterly report on Form 10-Q of Eco Science Solutions Inc.  (the “Company);
   
2.
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
   
3.
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
   
4.
As the registrant’s certifying officer, I am responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15-d-15 (f) for the registrant and I have:
   
 
a)
designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
     
 
b)
designed such internal control over financial reporting, or caused such internal control over financial reporting   to be designed under my supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
     
 
c)
evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
     
 
d)
disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
     
5.
As the registrant’s certifying officer, I have disclosed, based on my most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent function):
   
 
a)
all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
     
 
b)
any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Dated: December 28, 2016
By:
/s/Jeffery Taylor  
    Name: Jeffery Taylor  
    Title: Principal Executive Officer  
            
 
 
 
 

 

EX-31.2 3 ex312.htm CERTIFICATION ex312.htm


SEC Reference - 31.2
 
Certification Pursuant to pursuant to Rule 13a-14(a) or Rule 15d-14(a)
of the Securities Exchange Act of 1934, as amended
 
 
I, Don Lee Taylor, certify that:
 
1.
I have reviewed this Amendment No. 1 to the Quarterly report on Form 10-Q of Eco Science Solutions Inc.  (the “Company);
   
2.
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
   
3.
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
   
4.
As the registrant’s certifying officer, I am responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15-d-15 (f) for the registrant and I have:
   
 
a)
designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
     
 
b)
designed such internal control over financial reporting, or caused such internal control over financial reporting   to be designed under my supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
     
 
c)
evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
     
 
d)
disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
     
5.
As the registrant’s certifying officer, I have disclosed, based on my most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent function):
   
 
a)
all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
     
 
b)
any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Dated: December 28, 2016
By:
/s/Don Lee Taylor  
    Name: Don Lee Taylor  
    Title: Principal Financial Officer  
            
 
 

 

EX-32.1 4 ex321.htm CERTIFICATION ex321.htm


SEC Reference 32.1
 
 
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
 
In connection with Amendment No. 1 to the Quarterly Report of Eco Science Solutions, Inc., a Nevada corporation (the “Company”), on Form 10-Q/A for the nine months ended October 31, 2016, as filed with the Securities and Exchange Commission (the “Report”), I, Jeffery Taylor, Principal Executive Officer of the Company, certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350), that to my knowledge:
 
 
          (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and
 
 
          (2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
 
   
   
/s/Jeffery Taylor
 
Jeffery Taylor
 
Principal Executive Officer
 
 
Date: December 28, 2016
 


 
 

 

EX-32.2 5 ex322.htm CERTIFICATION ex322.htm


SEC Reference 32.2
 
 
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
 
In connection with Amendment No. 1 to the Quarterly Report of Eco Science Solutions, Inc., a Nevada corporation (the “Company”), on Form 10-Q/A for the nine months ended October 31, 2016, as filed with the Securities and Exchange Commission (the “Report”), I, Don Lee Taylor, Principal Financial Officer of the Company, certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350), that to my knowledge:
 
 
          (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and
 
 
          (2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
 
   
   
/s/Don Lee Taylor
 
Don Lee Taylor
 
Principal Financial Officer
 
 
Date: December 28, 2016