0001571049-17-004160.txt : 20170428
0001571049-17-004160.hdr.sgml : 20170428
20170428165252
ACCESSION NUMBER: 0001571049-17-004160
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170426
FILED AS OF DATE: 20170428
DATE AS OF CHANGE: 20170428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trade Desk, Inc.
CENTRAL INDEX KEY: 0001671933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 271887399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
BUSINESS PHONE: (805) 585-3434
MAIL ADDRESS:
STREET 1: 42 N. CHESTNUT STREET
CITY: VENTURA
STATE: CA
ZIP: 93001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Falk Thomas
CENTRAL INDEX KEY: 0001490859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37879
FILM NUMBER: 17796530
MAIL ADDRESS:
STREET 1: 2220 WEST 14TH STREET
CITY: TEMPE
STATE: AZ
ZIP: 85281
4
1
falk0426.xml
FORM 4
X0306
4
2017-04-26
0
0001671933
Trade Desk, Inc.
TTD
0001490859
Falk Thomas
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT STREET
VENTURA
CA
93001
1
0
1
0
Class A Common Stock
2017-04-26
4
C
0
593138
0.00
A
593138
I
Via Revel Venture Fund I, L.P.
Class A Common Stock
50000
I
Via eValue AG
Class B Common Stock
2017-04-26
4
C
0
593138
0
D
Class A Common Stock
593138
183556
I
Via Revel Venture Fund I, L.P.
Class B Common Stock
Class A Common Stock
66445
66445
I
Via eValue AG
Class B Common Stock
Class A Common Stock
61136
61136
I
Via Entrepreneurs Investment Fund I, LP
Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof.
All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock.
The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price and is therefore exempt under Rule 16b-6(b).
The Reporting Person has no pecuniary interest in shares owned by Via Entrepreneurs Investment Fund I, LP., and are reported herein because he may be deemed to be the beneficial owner of such shares.
/s/ Thomas Falk
2017-04-28