0001490660-16-000206.txt : 20160406 0001490660-16-000206.hdr.sgml : 20160406 20160406173850 ACCESSION NUMBER: 0001490660-16-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Jason L CENTRAL INDEX KEY: 0001576480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161558407 MAIL ADDRESS: STREET 1: C/O MARKETO INC STREET 2: 901 MARINERS ISLAND BLVD SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-04-04 0 0001490660 Marketo, Inc. MKTO 0001576480 Holmes Jason L 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 0 1 0 0 EVP & Chief Operating Officer Common Stock 2016-04-04 4 M 0 1966.0 4.24 A 67648 D Common Stock 2016-04-04 4 M 0 6791.0 7.42 A 74439 D Common Stock 2016-04-04 4 M 0 2983.0 4.24 A 77422 D Common Stock 2016-04-04 4 S 0 11740.0 20.0 D 65682 D Incentive Stock Option (right to buy) 4.24 2016-04-04 4 M 0 1966.0 0.0 D 2022-03-01 Common Stock 1966 0 D Non-Qualified Stock Option (right to buy) 4.24 2016-04-04 4 M 0 2983.0 0.0 D 2022-03-01 Common Stock 2983 0 D Non-Qualified Stock Option (right to buy) 7.42 2016-04-04 4 M 0 6791.0 0.0 D 2023-02-06 Common Stock 6791 27500 D These shares were sold pursuant to Mr. Holmes' 10b5-1 plan entered into on May 20, 2015. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on March 7, 2015. By: Erika Payne For: Jason L. Holmes 2016-04-06