0001490660-16-000175.txt : 20160119
0001490660-16-000175.hdr.sgml : 20160118
20160119173752
ACCESSION NUMBER: 0001490660-16-000175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160119
DATE AS OF CHANGE: 20160119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes Jason L
CENTRAL INDEX KEY: 0001576480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161349213
MAIL ADDRESS:
STREET 1: C/O MARKETO INC
STREET 2: 901 MARINERS ISLAND BLVD SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-01-15
0
0001490660
Marketo, Inc.
MKTO
0001576480
Holmes Jason L
901 MARINERS ISLAND BLVD
SAN MATEO
CA
94404
0
1
0
0
SVP & Chief Customer Officer
Common Stock
2016-01-15
4
M
0
1965.0
4.24
A
54768
D
Common Stock
2016-01-15
4
M
0
2983.0
4.24
A
57751
D
Common Stock
2016-01-15
4
M
0
2052.0
7.42
A
59803
D
Common Stock
2016-01-15
4
S
0
6300.0
22.8508
D
53503
D
Common Stock
2016-01-15
4
S
0
700.0
23.7661
D
52803
D
Incentive Stock Option (right to buy)
4.24
2016-01-15
4
M
0
1965.0
0.0
D
2022-03-01
Common Stock
1965
1966
D
Non-Qualified Stock Option (right to buy)
4.24
2016-01-15
4
M
0
2983.0
0.0
D
2022-03-01
Common Stock
2983
2983
D
Non-Qualified Stock Option (right to buy)
7.42
2016-01-15
4
M
0
2052.0
0.0
D
2023-02-06
Common Stock
2052
34291
D
These shares were sold pursuant to Mr. Holmes' 10b5-1 plan entered into on May 20, 2015.
This transaction was executed in multiple trades at prices ranging from $22.39 to $23.3424. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $23.60 to $24.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter.
The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on March 7, 2015.
By: Erika Payne For: Jason L. Holmes
2016-01-19