0001490660-14-000218.txt : 20141205 0001490660-14-000218.hdr.sgml : 20141205 20141205171131 ACCESSION NUMBER: 0001490660-14-000218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141203 FILED AS OF DATE: 20141205 DATE AS OF CHANGE: 20141205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Jason L CENTRAL INDEX KEY: 0001576480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 141270313 MAIL ADDRESS: STREET 1: C/O MARKETO INC STREET 2: 901 MARINERS ISLAND BLVD SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-12-03 0 0001490660 Marketo, Inc. MKTO 0001576480 Holmes Jason L 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 0 1 0 0 SVP & Chief Customer Officer Common Stock 2014-12-03 4 M 0 4827.0 4.24 A 33415 D Common Stock 2014-12-03 4 M 0 173.0 4.24 A 33588 D Common Stock 2014-12-03 4 S 0 3500.0 31.2503 D 30088 D Common Stock 2014-12-03 4 S 0 1500.0 31.9843 D 28588 D Incentive Stock Option (right to buy) 4.24 2014-12-03 4 M 0 4827.0 0.0 D 2022-03-01 Common Stock 4827 29481 D Non-Qualified Stock Option (right to buy) 4.24 2014-12-03 4 M 0 173.0 0.0 D 2022-03-01 Common Stock 173 59478 D The shares were sold pursuant to Mr. Holmes' 10b5-1 plan entered into on May 30, 2014. This transaction was executed in multiple trades at prices ranging from $30.64 to $31.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $31.66 to $32.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter. By: Margaretta Smith For: Jason L. Holmes 2014-12-05