0001490660-14-000040.txt : 20140205
0001490660-14-000040.hdr.sgml : 20140205
20140205181605
ACCESSION NUMBER: 0001490660-14-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140203
FILED AS OF DATE: 20140205
DATE AS OF CHANGE: 20140205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes Jason L
CENTRAL INDEX KEY: 0001576480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 14577399
MAIL ADDRESS:
STREET 1: C/O MARKETO INC
STREET 2: 901 MARINERS ISLAND BLVD SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-02-03
0
0001490660
Marketo, Inc.
MKTO
0001576480
Holmes Jason L
901 MARINERS ISLAND BLVD
SAN MATEO
CA
94404
0
1
0
0
SVP Client Services
Common Stock
2014-02-03
4
M
0
5535.0
4.24
A
32235
D
Common Stock
2014-02-03
4
M
0
1965.0
4.24
A
34200
D
Common Stock
2014-02-03
4
S
0
4700.0
38.5498
D
29500
D
Common Stock
2014-02-03
4
S
0
1300.0
39.6862
D
28200
D
Common Stock
2014-02-03
4
S
0
1500.0
40.6187
D
26700
D
Common Stock
2014-02-03
4
S
0
5200.0
38.5405
D
11600
I
by Trust
Common Stock
2014-02-03
4
S
0
1300.0
39.6727
D
10300
I
by Trust
Common Stock
2014-02-03
4
S
0
1800.0
40.4828
D
8500
I
by Trust
Incentive Stock Option (right to buy)
4.24
2014-02-03
4
M
0
1965.0
0.0
D
2022-03-01
Common Stock
1965
49135
D
Non-Qualified Stock Option (right to buy)
4.24
2014-02-03
4
M
0
5535.0
0.0
D
2022-03-01
Common Stock
5535
78365
D
These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Holmes on 8/8/2013.
This transaction was executed in multiple trades at prices ranging from $38.17 to $38.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $39.285 to $40.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $40.29 to $40.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $37.96 to $38.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares are held directly by the Jason L. Holmes Living Trust dated November 22, 2002 for which the Reporting Person serves as trustee.
This transaction was executed in multiple trades at prices ranging from $39.27 to $40.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $40.29 to $40.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter.
By: Margaretta Smith For: Jason L Holmes
2014-02-05