0001104659-13-042509.txt : 20130516 0001104659-13-042509.hdr.sgml : 20130516 20130516172846 ACCESSION NUMBER: 0001104659-13-042509 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130516 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAHM TAE HEA CENTRAL INDEX KEY: 0001576746 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 13852487 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 3 1 a3.xml 3 X0206 3 2013-05-16 0 0001490660 Marketo, Inc. MKTO 0001576746 NAHM TAE HEA C/O STORM VENTURES 2440 SAND HILL ROAD, SUITE 301 MENLO PARK CA 94025 1 0 1 0 Series B Convertible Preferred Stock Common Stock 3769213 I See footnote Series B Convertible Preferred Stock Common Stock 206169 I See footnote Series B Convertible Preferred Stock Common Stock 116766 I See footnote Series D Convertible Preferred Stock Common Stock 251587 I See footnote Series D Convertible Preferred Stock Common Stock 13761 I See footnote Series D Convertible Preferred Stock Common Stock 7794 I See footnote Series E Convertible Preferred Stock Common Stock 173921 I See footnote Series E Convertible Preferred Stock Common Stock 9513 I See footnote Series E Convertible Preferred Stock Common Stock 5388 I See footnote Series F Convertible Preferred Stock Common Stock 300920 I See footnote Series F Convertible Preferred Stock Common Stock 16460 I See footnote Series F Convertible Preferred Stock Common Stock 9322 I See footnote Series G Convertible Preferred Stock Common Stock 191718 I See footnote Series G Convertible Preferred Stock Common Stock 10486 I See footnote Series G Convertible Preferred Stock Common Stock 5938 I See footnote Stock Option (right to buy) 12.00 2023-04-30 Common Stock 16800 D The Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The shares are held directly by Storm Ventures Fund III, L.P. ("SV III"). The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III"). The shares are held directly by Storm Ventures Principals Fund III, L.L.C. (SVP III). Storm Venture Associates III, L.L.C. (SVA LLC) is the general partner of SV III and SVA III and the managing member of SVP III. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC. The Reporting Person, as a managing member of SVA LLC, may be deemed to share voting and investment power with respect to the shares held by SV III, SVA III and SVP III and disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein. The Series D Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series E Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series F Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series G Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The option is subject to an early exercise provision and is immediately exercisable. All of the shares subject to the option vest upon the earlier of (i) the Company's 2014 annual stockholder meeting or (ii) May 1, 2014. Exhibit 24 - Power of Attorney /s/ Tae Hea Nahm 2013-05-16 EX-24 2 ex-24.htm EX-24

Exhibit 24

 

POWER OF ATTORNEY

 

The undersigned, as a Section 16 reporting person of Marketo, Inc. (the “Company”), hereby constitutes and appoints Frederick A. Ball and Sharon S. Zezima, the undersigned’s true and lawful attorneys-in-fact to:

 

1.                                      prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain EDGAR codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC;

 

2.                                      complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorneys-in-fact shall in their discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned’s ownership, acquisition or disposition of securities of the Company; and

 

3.                                      do all acts necessary in order to file such forms with the SEC, any securities exchange or national association, the Company and such other person or agency as the attorneys-in-fact shall deem appropriate.

 

The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agent shall do or cause to be done by virtue hereof.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 10th day of May, 2013.

 

 

 

Signature:

/s/ Tae Hea Nahm

 

 

 

 

Print Name:

Tae Hea Nahm