0000899243-23-008241.txt : 20230313 0000899243-23-008241.hdr.sgml : 20230313 20230313161515 ACCESSION NUMBER: 0000899243-23-008241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230313 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levande Alan B CENTRAL INDEX KEY: 0001490501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727477 MAIL ADDRESS: STREET 1: 1155 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prochazka Scott M CENTRAL INDEX KEY: 0001526699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727475 MAIL ADDRESS: STREET 1: 1111 LOUISIANA CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ackerman Tomas CENTRAL INDEX KEY: 0001733420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727479 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET 2: SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman Daniel CENTRAL INDEX KEY: 0001733466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727478 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET 2: SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL III, L.P. CENTRAL INDEX KEY: 0001773942 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727482 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peridot Acquisition Sponsor II, LLC CENTRAL INDEX KEY: 0001841897 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727484 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 713-322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL HOLDINGS, LLC CENTRAL INDEX KEY: 0001825619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727480 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNELIAN ENERGY CAPITAL GP III, L.P. CENTRAL INDEX KEY: 0001825632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727481 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CEC AVENTURINE HOLDINGS, LLC CENTRAL INDEX KEY: 0001825713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727483 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 FORMER NAME: FORMER CONFORMED NAME: CEC PERIDOT HOLDINGS, LLC DATE OF NAME CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YEARWOOD JUNE CENTRAL INDEX KEY: 0001825198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40180 FILM NUMBER: 23727476 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Peridot Acquisition Corp. II CENTRAL INDEX KEY: 0001841845 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 713-322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-13 1 0001841845 Peridot Acquisition Corp. II PDOT 0001841897 Peridot Acquisition Sponsor II, LLC C/O PERIDOT ACQUISITION CORP. II 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 1 See Remarks 0001825713 CEC AVENTURINE HOLDINGS, LLC 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001773942 CARNELIAN ENERGY CAPITAL III, L.P. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001825632 CARNELIAN ENERGY CAPITAL GP III, L.P. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001825619 CARNELIAN ENERGY CAPITAL HOLDINGS, LLC 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001733420 Ackerman Tomas C/O PERIDOT ACQUISITION CORP. II 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 1 0 1 0 0001733466 Goodman Daniel 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 0 0 1 0 0001490501 Levande Alan B C/O PERIDOT ACQUISITION CORP. II 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 1 0 0 0 0001825198 YEARWOOD JUNE C/O PERIDOT ACQUISITION CORP. II 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 1 0 0 0 0001526699 Prochazka Scott M C/O PERIDOT ACQUISITION CORP. II 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 1 0 0 0 Class B Ordinary Shares 2023-03-13 4 D 0 10121368 0.00 D Class A Ordinary Shares 10121368 0 D Class B Ordinary Shares 2023-03-13 4 D 0 90000 0.00 D Class A Ordinary Shares 90000 0 D The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. This "Exit" Form 4 is filed to report that, following the Issuer's dissolution on March 13, 2023, each of the Reporting Persons is no longer subject to Section 16 reporting. /s/ See signatures included in Exhibit 99.1 2023-03-13 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT
Exhibit 99.1

This Statement on Form 4 is filed jointly by by Peridot Acquisition Sponsor II,
LLC, CEC Aventurine Holdings, LLC, Carnelian Energy Capital III, L.P., Carnelian
Energy Capital GP III, L.P., Carnelian Energy Capital Holdings, LLC, Tomas
Ackerman, Daniel Goodman, Alan Levande, June Yearwood and Scott Prochazka. The
principal business address of each of these reporting persons is 2229 San Felipe
Street, Suite 1450, Houston, Texas 77019.

Name of Designated Filer: Peridot Acquisition Sponsor II, LLC

Date of Event Requiring Statement: March 13, 2023

Issuer Name and Ticker or Trading Symbol: Peridot Acquisition Corp. II (NYSE:
PDOT)

   PERIDOT ACQUISITION SPONSOR II, LLC

   By:/s/ Jeffrey Gilbert
   ------------------------------------------------
   Name: Jeffrey Gilbert
   Title: General Counsel and Corporate Secretary

   CEC AVENTURINE HOLDINGS, LLC

   By: Carnelian Energy Capital III, L.P.
   By: Carnelian Energy Capital GP III, L.P.
   Its: General Partner
   By: Carnelian Energy Capital Holdings, LLC
   Its: General Partner

   By:/s/ Tomas Ackerman
   ------------------------------------------------
   Name: Tomas Ackerman
   Title: Manager

   CARNELIAN ENERGY CAPITAL III, L.P.

   By: Carnelian Energy Capital GP III, L.P.
   Its: General Partner
   By: Carnelian Energy Capital Holdings, LLC
   Its: General Partner

   By:/s/ Tomas Ackerman
   ----------------------------------------------
   Name: Tomas Ackerman
   Title: Manager

   CARNELIAN ENERGY CAPITAL GP III, L.P.

   By: Carnelian Energy Capital Holdings, LLC
   Its: General Partner

   By:/s/ Tomas Ackerman
   ----------------------------------------------
   Name: Tomas Ackerman
   Title: Manager

   CARNELIAN ENERGY CAPITAL HOLDINGS, LLC

   By:/s/ Tomas Ackerman
   -----------------------------------------------
   Name: Tomas Ackerman
   Title: Managing Member

   By:/s/ Daniel Goodman
   -----------------------------------------------
   Name: Daniel Goodman
   Title: Managing Member

   TOMAS ACKERMAN

   By:/s/ Tomas Ackerman
   -----------------------------------------------
   Name: Tomas Ackerman

   DANIEL GOODMAN

   By:/s/ Daniel Goodman
   -----------------------------------------------
   Name: Daniel Goodman

   ALAN LEVANDE

   By:/s/ Jeffrey Gilbert, as Attorney-in-Fact
   ------------------------------------------------
   Name: Jeffrey Gilbert, as Attorney-in-Fact

   JUNE YEARWOOD

   By:/s/ Jeffrey Gilbert, as Attorney-in-Fact
   ------------------------------------------------
   Name: Jeffrey Gilbert, as Attorney-in-Fact

   SCOTT PROCHAZKA

   By:/s/ Jeffrey Gilbert, as Attorney-in-Fact
   -----------------------------------------------
   Name: Jeffrey Gilbert, as Attorney-in-Fact