0001144204-18-039416.txt : 20180723
0001144204-18-039416.hdr.sgml : 20180723
20180723210049
ACCESSION NUMBER: 0001144204-18-039416
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20180723
DATE AS OF CHANGE: 20180723
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weil Edward M Jr.
CENTRAL INDEX KEY: 0001490448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38597
FILM NUMBER: 18965493
MAIL ADDRESS:
STREET 1: C/O AMERICAN REALTY CAPITAL 405 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Finance Trust, Inc
CENTRAL INDEX KEY: 0001568162
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 900929989
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-415-6500
MAIL ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: American Realty Capital Trust V, Inc.
DATE OF NAME CHANGE: 20130129
4
1
tv499055_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-02-16
0
0001568162
American Finance Trust, Inc
AFIN
0001490448
Weil Edward M Jr.
405 PARK AVE
NEW YORK
NY
10022
1
1
0
0
CEO and President
Class A Units
0
2017-02-16
4
A
0
30600.5
0
A
Common Stock
30600.5
30690.5
I
See footnote
On February 16, 2017, American Finance Trust, Inc. (the "Company") and its operating partnership, American Finance Operating Partnership, L.P. (the "OP"), completed (a) the merger of American Realty Capital -- Retail Centers of America, Inc. ("RCA") with and into a subsidiary of the Company, with the subsidiary surviving as a wholly owned subsidiary of the Company and (b) the merger of American Realty Capital Retail Operating Partnership, L.P. (the "RCA OP") with and into the OP, with the OP as the surviving entity (together, the "Merger"). In connection with, and subject to the terms and conditions of the agreement governing the Merger, limited partner interests in the RCA OP designated as "OP units" held by American Realty Capital Retail Advisor, LLC (the "RCA Advisor"), an affiliate of the Company's advisor that served as the external advisor to RCA, were exchanged for limited partner interests in the OP designated as "OP units" ("OP Units").
Pursuant to the redemption provisions contained in the agreement of limited partnership of the OP, a holder of OP Units that (subject to certain exceptions) have been outstanding for at least one year may redeem all or a portion of his, her or its OP Units for, at the Registrant's election, either shares of common stock or the cash equivalent thereof.
The reporting person is the chief executive officer, and also holds a non-controlling equity interest in, the entities that own and control the RCA Advisor, which owns the reported securities. The reporting person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of his pecuniary interest therein.
/s/ Edward M. Weil, Jr.
2018-07-23