0001104659-21-042636.txt : 20210326
0001104659-21-042636.hdr.sgml : 20210326
20210326194452
ACCESSION NUMBER: 0001104659-21-042636
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210325
FILED AS OF DATE: 20210326
DATE AS OF CHANGE: 20210326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weil Edward M Jr.
CENTRAL INDEX KEY: 0001490448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39448
FILM NUMBER: 21779123
MAIL ADDRESS:
STREET 1: C/O AMERICAN REALTY CAPITAL 405 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York City REIT, Inc.
CENTRAL INDEX KEY: 0001595527
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 464380248
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 FIFTH AVE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2124156500
MAIL ADDRESS:
STREET 1: 650 FIFTH AVE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: American Realty Capital New York City REIT, Inc.
DATE OF NAME CHANGE: 20140226
FORMER COMPANY:
FORMER CONFORMED NAME: American Realty Captal New York City REIT, Inc.
DATE OF NAME CHANGE: 20131230
4
1
tm2111127-1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-03-25
0
0001595527
New York City REIT, Inc.
NYC
0001490448
Weil Edward M Jr.
650 FIFTH AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
1
0
0
CEO, President and Secretary
Class A Common Stock
2021-03-25
4
P
0
150
8.71
A
11760
D
Class A Common Stock
2021-03-26
4
P
0
150
8.89
A
11910
D
Class A Common Stock
52435
I
See footnote
Class A Common Stock
3656.49
I
See footnote
The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.76, inclusive. The reporting person undertakes to provide to New York City REIT, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.78 to $8.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The reporting person is the chief executive officer, and also holds a non-controlling equity interest in, the entities that own and control New York City Advisors, LLC (the "Advisor"), the external advisor of the Issuer. The Advisor beneficially owns the reported securities. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Advisor except to the extent of his pecuniary interest therein. The number of securities reported as indirectly beneficially owned by the reporting person in this Form 4 is the total number of securities beneficially owned by the Advisor and does not represent his pro rata indirect pecuniary interest therein (i.e. his pro rata share of the equity of the parent of the Advisor).
This amount includes 2,742 shares of Class A common stock and 914.49 shares of Class B common stock. Shares of Class B common stock will automatically convert into shares of Class A common stock to be listed on the New York Stock Exchange no later than August 13, 2021.
The reporting person is the chief executive officer, and also holds a non-controlling equity interest in, the entities that own and control New York City Special Limited Partnership, LLC (the "Special Limited Partner"), an affiliate of the Advisor. The Special Limited Partner beneficially owns the reported securities. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Special Limited Partner except to the extent of his pecuniary interest therein. The number of securities reported as indirectly beneficially owned by the reporting person in this Form 4 is the total number of securities beneficially owned by the Special Limited Partner and does not represent his pro rata indirect pecuniary interest therein (i.e. his pro rata share of the equity of the parent of the Special Limited Partner).
/s/ Edward M. Weil, Jr.
2021-03-26