0001104659-21-003103.txt : 20210111 0001104659-21-003103.hdr.sgml : 20210111 20210111190717 ACCESSION NUMBER: 0001104659-21-003103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210108 FILED AS OF DATE: 20210111 DATE AS OF CHANGE: 20210111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weil Edward M Jr. CENTRAL INDEX KEY: 0001490448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39448 FILM NUMBER: 21522025 MAIL ADDRESS: STREET 1: C/O AMERICAN REALTY CAPITAL 405 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York City REIT, Inc. CENTRAL INDEX KEY: 0001595527 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 464380248 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 FIFTH AVE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124156500 MAIL ADDRESS: STREET 1: 650 FIFTH AVE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: American Realty Capital New York City REIT, Inc. DATE OF NAME CHANGE: 20140226 FORMER COMPANY: FORMER CONFORMED NAME: American Realty Captal New York City REIT, Inc. DATE OF NAME CHANGE: 20131230 4 1 tm212863-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-01-08 0 0001595527 New York City REIT, Inc. NYC 0001490448 Weil Edward M Jr. 650 FIFTH AVENUE, 30TH FLOOR NEW YORK NY 10019 1 1 0 0 CEO, President and Secretary Class A Common Stock 2021-01-08 4 P 0 110 8.41 A 3960 D Class A Common Stock 2021-01-11 4 P 0 150 8.40 A 4110 D Class A Common Stock 1840.47 I See footnote Class A Common Stock 128.3603 I See footnote The transactions reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.39 to $8.44, inclusive. The reporting person undertakes to provide to New York City REIT, Inc. (the "Registrant"), any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The reporting person is the chief executive officer, and also holds a non-controlling equity interest in, the entities that own and control New York City Advisors, LLC (the "Advisor"), the external advisor of the Registrant. The Advisor owns the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Advisor except to the extent of his pecuniary interest therein. The number of securities reported as indirectly held by the reporting person in this Form 4 represents the extent of his pecuniary interest therein (i.e. his pro rata share of the equity of the parent of the Advisor). This amount includes 64.1628 shares of Class A common stock and 64.1975 shares of Class B common stock. Shares of Class B common stock will automatically convert into shares of Class A common stock to be listed on the New York Stock Exchange in two equal tranches no later than April 15, 2021 and August 13, 2021. The reporting person is the chief executive officer, and also holds a non-controlling equity interest in, the entities that own and control New York City Special Limited Partnership, LLC (the "Special Limited Partner"), an affiliate of the Advisor. The Special Limited Partner owns the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Special Limited Partner except to the extent of his pecuniary interest therein. The number of securities reported as indirectly held by the reporting person in this Form 4 represents the extent of his pecuniary interest therein (i.e. his pro rata share of the equity of the parent of the Special Limited Partner). /s/ Edward M. Weil, Jr. 2021-01-11