0001104659-21-002124.txt : 20210107
0001104659-21-002124.hdr.sgml : 20210107
20210107193510
ACCESSION NUMBER: 0001104659-21-002124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210106
FILED AS OF DATE: 20210107
DATE AS OF CHANGE: 20210107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weil Edward M Jr.
CENTRAL INDEX KEY: 0001490448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39448
FILM NUMBER: 21515259
MAIL ADDRESS:
STREET 1: C/O AMERICAN REALTY CAPITAL 405 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York City REIT, Inc.
CENTRAL INDEX KEY: 0001595527
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 464380248
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 FIFTH AVE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2124156500
MAIL ADDRESS:
STREET 1: 650 FIFTH AVE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: American Realty Capital New York City REIT, Inc.
DATE OF NAME CHANGE: 20140226
FORMER COMPANY:
FORMER CONFORMED NAME: American Realty Captal New York City REIT, Inc.
DATE OF NAME CHANGE: 20131230
4
1
tm212096-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-06
0
0001595527
New York City REIT, Inc.
NYC
0001490448
Weil Edward M Jr.
650 FIFTH AVENUE, 30TH FLOOR
NEW YORK
NY
10019
1
1
0
0
CEO, President and Secretary
Class A Common Stock
2021-01-06
4
P
0
150
8.55
A
3700
D
Class A Common Stock
2021-01-07
4
P
0
150
8.40
A
3850
D
Class A Common Stock
1840.47
I
See footnote
Class A Common Stock
128.3603
I
See footnote
The transactions reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.40 to $8.64, inclusive. The reporting person undertakes to provide to New York City REIT, Inc. (the "Registrant"), any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.42, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The reporting person is the chief executive officer, and also holds a non-controlling equity interest in, the entities that own and control New York City Advisors, LLC (the "Advisor"), the external advisor of the Registrant. The Advisor owns the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Advisor except to the extent of his pecuniary interest therein. The number of securities reported as indirectly held by the reporting person in this Form 4 represents the extent of his pecuniary interest therein (i.e. his pro rata share of the equity of the parent of the Advisor).
This amount includes 64.1628 shares of Class A common stock and 64.1975 shares of Class B common stock. Shares of Class B common stock will automatically convert into shares of Class A common stock to be listed on the New York Stock Exchange in two equal tranches no later than April 15, 2021 and August 13, 2021.
The reporting person is the chief executive officer, and also holds a non-controlling equity interest in, the entities that own and control New York City Special Limited Partnership, LLC (the "Special Limited Partner"), an affiliate of the Advisor. The Special Limited Partner owns the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Special Limited Partner except to the extent of his pecuniary interest therein. The number of securities reported as indirectly held by the reporting person in this Form 4 represents the extent of his pecuniary interest therein (i.e. his pro rata share of the equity of the parent of the Special Limited Partner).
/s/ Edward M. Weil, Jr.
2021-01-07