0001144204-13-014070.txt : 20130308 0001144204-13-014070.hdr.sgml : 20130308 20130308172033 ACCESSION NUMBER: 0001144204-13-014070 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Medley Capital Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00818 FILM NUMBER: 13678490 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 8-K 1 v337662_8-k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 7, 2013

Medley Capital Corporation

(Exact Name of Registrant as Specified in its Charter)

Delaware

(State or other jurisdiction of incorporation)

1-35040

(Commission File Number)

27-4576073

(I.R.S. Employer Identification No.)

375 Park Avenue, 33^rd Floor

New York, NY 10152

(Address of Principal Executive Offices and Zip Code)

Registrant’s telephone number, including area code: (212) 759-0777

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.07. Submission of Matters to a Vote of Security Holders.

Medley Capital Corporation (the “Company”) reconvened its 2013 Annual Meeting of Shareholders (the “Meeting”) on March 7, 2013, which was previously adjourned pursuant to a shareholder vote on February 12, 2013, and submitted one matter to the vote of the shareholders. A summary of the matter voted upon by shareholders is set forth below.

Shareholders approved an adjournment of the Meeting to allow the polls to remain open until 10:00 a.m. on April 4, 2013, for the proposal to authorize the Company, with the approval of its Board of Directors, to sell shares of its common stock, not exceeding 25% of its then outstanding common stock, at a price or prices below, but no more than 20% below, the Company’s then current net asset value per share in one or more offerings (the “Proposal”) on the following votes:

Votes For		Votes Against		Abstentions		Broker Non-Votes
13,573,659		1,641,361		177,660		6,660,042

A vote was not taken on the Proposal. Based on the foregoing shareholder votes to adjourn the Meeting, the Meeting will reconvene at the telephone number 1-877-317-6789 on April 4, 2013, at 10:00 a.m., Eastern Time, for the purpose of voting on the Proposal.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: March 8, 2013	MEDLEY CAPITAL CORPORATION


	By:	/s/ Richard T. Allorto, Jr.
		Name: Richard T. Allorto, Jr.
		Title: Chief Financial Officer