0001140361-23-045001.txt : 20230922 0001140361-23-045001.hdr.sgml : 20230922 20230922200039 ACCESSION NUMBER: 0001140361-23-045001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230920 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMillan Ellida CENTRAL INDEX KEY: 0001604617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00818 FILM NUMBER: 231272815 MAIL ADDRESS: STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PhenixFIN Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital Corp DATE OF NAME CHANGE: 20110118 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 4 1 form4.xml FORM 4 X0508 4 2023-09-20 0001490349 PhenixFIN Corp PFX 0001604617 McMillan Ellida C/O PHENIXFIN CORPORATION 445 PARK AVENUE, 10TH FLOOR NEW YORK NY 10022 true CHIEF FINANCIAL OFFICER false Common Stock, $0.001 par value 2023-09-20 4 P 0 100 36.82 A 961 D Common Stock, $0.001 par value 2023-09-22 4 P 0 100 38.53 A 1061 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.66 to $36.91, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. /s/ Ellida McMillan 2023-09-22