0001140361-22-035053.txt : 20220928
0001140361-22-035053.hdr.sgml : 20220928
20220928203917
ACCESSION NUMBER: 0001140361-22-035053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220922
FILED AS OF DATE: 20220928
DATE AS OF CHANGE: 20220928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McMillan Ellida
CENTRAL INDEX KEY: 0001604617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 221277554
MAIL ADDRESS:
STREET 1: C/O ALCENTRA CAPITAL CORP., 200 PARK AVE
STREET 2: 7TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PhenixFIN Corp
CENTRAL INDEX KEY: 0001490349
IRS NUMBER: 274576073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital Corp
DATE OF NAME CHANGE: 20110118
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
4
1
form4.xml
X0306
4
2022-09-22
0001490349
PhenixFIN Corp
PFX
0001604617
McMillan Ellida
C/O PHENIXFIN CORPORATION
445 PARK AVENUE, 10TH FLOOR
NEW YORK
NY
10022
true
CHIEF FINANCIAL OFFICER
Common Stock, $0.001 par value
2022-09-22
5
P
0
61
35.75
A
761
D
(1) The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at the price of $35.75. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction.
/s/ Ellida McMillan
2022-09-28