-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BheTyFBVsZftPq6gUZWLtQBvj9FY4JDV1YMIt++wj75zwa8Md0qyZcXrncJqjhuP sgstIyRIdEO6KAJSdBe6Ow== 0000950123-11-003647.txt : 20110119 0000950123-11-003647.hdr.sgml : 20110119 20110119115805 ACCESSION NUMBER: 0000950123-11-003647 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110119 DATE AS OF CHANGE: 20110119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Medley Capital Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-35040 FILM NUMBER: 11534956 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 8-A12B 1 y034238ae8va12b.htm 8-A12B e8va12b
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
THE SECURITIES EXCHANGE ACT OF 1934
Medley Capital Corporation
(Exact name of Registrant as specified in Its Charter)
     
Delaware
(State or other jurisdiction
of incorporation or organization) 		  27-4576073
(I.R.S. Employer
Identification No.)
     
375 Park Avenue, Suite 3304    
New York, NY   10152
(Address of principal executive office)   (Zip Code)
Securities registered pursuant to Section 12(b) of the Act:
     
Title of each class   Name of each exchange on which registered
     
Common Stock, par value $.001 per share   New York Stock Exchange
If this form relates to the registration of a class of securities pursuant to Section 12 (b) of the Exchange Act and is effective pursuant to General Instruction A. (c), please check the following box. þ
If this form relates to the registration of a class of securities pursuant to Section 12 (g) of the Exchange Act and is effective pursuant to General Instruction A. (d), please check the following box. o
Securities Act registration statement file number to which this form relates: (if applicable) 333 - 166491
Securities to be registered pursuant to Section 12 (g) of the Act:
None
(Title of Class)
(Title of Class)
 
 

 

 

INFORMATION REQUIRED IN
REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
The securities to be registered hereby are shares of common stock, par value $0.001 per share, of Medley Capital Corporation (the “Company”). The description of the shares of common stock contained in the section entitled “Description of Shares” in the Prospectus included in the Company’s Registration Statement on Form N-2 (File No. 333-166491), filed with the Securities and Exchange Commission on May 3, 2010 (as amended from time to time, the “Registration Statement”), is hereby incorporated by reference herein. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that are subsequently filed are hereby also incorporated by reference herein.
Item 2. Exhibits.
3.1   Form of Certificate of Incorporation of Medley Capital Corporation*
 
3.2   Form of By-Laws of Medley Capital Corporation*
 
4.1   Form of Specimen Certificate*
 
*   Incorporated by reference to Amendment No. 3 of the Company’s Registration Statement on Form N-2 (File No. 333-166491), filed on November 22, 2010.

2

 

SIGNATURES
     Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
         
  MEDLEY CAPTAL CORPORATION

(Registrant)
 		  
Date: January 19, 2011  By:   /s/ Brook Taube    
    Name:   Brook Taube   
    Title:   Chief Executive Officer   
 

3

-----END PRIVACY-ENHANCED MESSAGE-----