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Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
SEC Accession No. 0000904454-19-000327
Filing Date
2019-03-15
Accepted
2019-03-15 16:13:03
Documents
1

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC s13ga_031519-medleycap.htm SC 13G/A 27128
  Complete submission text file 0000904454-19-000327.txt   28813
Mailing Address 1055 LPL WAY FORT MILL SC 29715
Business Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 704-733-3300
LPL Financial LLC (Filed by) CIK: 0001403438 (see all company filings)

IRS No.: 952834236 | State of Incorp.: CA | Fiscal Year End: 1231
Type: SC 13G/A

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Capital Corp (Subject) CIK: 0001490349 (see all company filings)

IRS No.: 274576073 | State of Incorp.: DE | Fiscal Year End: 0930
Type: SC 13G/A | Act: 34 | File No.: 005-86732 | Film No.: 19685194