0001140361-18-033630.txt : 20180726
0001140361-18-033630.hdr.sgml : 20180726
20180726144127
ACCESSION NUMBER: 0001140361-18-033630
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180724
FILED AS OF DATE: 20180726
DATE AS OF CHANGE: 20180726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS P. BRADLEY
CENTRAL INDEX KEY: 0001497453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22409
FILM NUMBER: 18971361
MAIL ADDRESS:
STREET 1: 11550 ASH STREET
STREET 2: SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC.
CENTRAL INDEX KEY: 0001490286
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TORTOISE MLP CORP.
DATE OF NAME CHANGE: 20100423
4
1
doc1.xml
FORM 4
X0306
4
2018-07-24
0
0001490286
TORTOISE MLP FUND, INC.
NTG
0001497453
ADAMS P. BRADLEY
11550 ASH STREET
SUITE 300
LEAWOOD
KS
66211
0
1
0
0
CEO & Princ Financial Officer
Common Stock
2018-07-24
4
X
0
1789
A
4340.09
D
Oversubscription Privilege (contingent right to buy)
2018-07-24
4
X
0
1789
D
2018-06-19
2018-07-18
Common Stock
1789
0
D
On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common
On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.
P. Bradley Adams
2018-07-26