0001140361-18-032394.txt : 20180713 0001140361-18-032394.hdr.sgml : 20180713 20180713162906 ACCESSION NUMBER: 0001140361-18-032394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180712 FILED AS OF DATE: 20180713 DATE AS OF CHANGE: 20180713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALLEE MATTHEW CENTRAL INDEX KEY: 0001645685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 18952779 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC. CENTRAL INDEX KEY: 0001490286 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE MLP CORP. DATE OF NAME CHANGE: 20100423 4 1 doc1.xml FORM 4 X0306 4 2018-07-12 0 0001490286 TORTOISE MLP FUND, INC. NTG 0001645685 SALLEE MATTHEW 11550 ASH STREET SUITE 300 LEAWOOD KS 66209 0 1 0 1 President Member of Investment Committee Common Stock 2018-07-12 4 X 0 1025 A 7175 I By revocable trust for which Mr. Sallee and his wife are trustees Common Stock 950 D Transferable Subscription Rights (Right to Buy) 2018-07-12 4 X 0 3075 D 2018-06-19 2018-07-18 Common Stock 1025 3075 I By revocable trust for which Mr. Sallee and his wife are trustees Transferable Subscription Rights (Right to Buy) 2018-07-12 4 S 0 3075 0.30 D 2018-06-19 2018-07-18 Common Stock 1025 0 I By revocable trust for which Mr. Sallee and his wife are trustees Transferable Subscription Rights (Right to Buy) 2018-07-12 4 S 0 951 0.30 D 2018-06-19 2018-07-18 Common Stock 317 0 D On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Matthew G.P. Sallee 2018-07-13