0001140361-18-032109.txt : 20180711
0001140361-18-032109.hdr.sgml : 20180711
20180711124515
ACCESSION NUMBER: 0001140361-18-032109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180711
DATE AS OF CHANGE: 20180711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS P. BRADLEY
CENTRAL INDEX KEY: 0001497453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22409
FILM NUMBER: 18948428
MAIL ADDRESS:
STREET 1: 11550 ASH STREET
STREET 2: SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC.
CENTRAL INDEX KEY: 0001490286
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TORTOISE MLP CORP.
DATE OF NAME CHANGE: 20100423
4
1
doc1.xml
FORM 4
X0306
4
2018-06-01
0
0001490286
TORTOISE MLP FUND, INC.
NTG
0001497453
ADAMS P. BRADLEY
11550 ASH STREET
SUITE 300
LEAWOOD
KS
66211
0
1
0
0
CEO & Princ Financial Officer
Common Stock
2018-06-01
5
L
0
2.44
18.60
A
1898.76
D
Common Stock
2018-07-09
4
X
0
252
A
2165.09
D
Common Stock
2018-07-10
4
X
0
386
A
2551.09
D
Transferable Subscription Rights (Right to Buy)
2018-07-09
4
X
0
756
D
2018-06-19
2018-07-18
Common Stock
252
1159
D
Transferable Subscription Rights (Right to Buy)
2018-07-10
4
X
0
1158
D
2018-06-19
2018-07-18
Common Stock
386
1
D
Transferable Subscription Rights (Right to Buy)
2018-07-10
4
S
0
1
0.23
D
2018-06-19
2018-07-18
Common Stock
0
0
D
Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").
The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).
Includes 14.33 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.
P. Bradley Adams
2018-07-10