0001490281-17-000096.txt : 20170705 0001490281-17-000096.hdr.sgml : 20170705 20170705175528 ACCESSION NUMBER: 0001490281-17-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Groupon, Inc. CENTRAL INDEX KEY: 0001490281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 270903295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 334-1579 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stevens Brian CENTRAL INDEX KEY: 0001557559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35335 FILM NUMBER: 17949311 MAIL ADDRESS: STREET 1: C/O GROUPON, INC. STREET 2: 600 WEST CHICAGO AVENUE, SUITE 620 CITY: CHICAGO STATE: IL ZIP: 60654 4 1 wf-form4_149929169310247.xml FORM 4 X0306 4 2017-06-30 0 0001490281 Groupon, Inc. GRPN 0001557559 Stevens Brian C/O GROUPON, INC. 600 WEST CHICAGO AVENUE, SUITE 400 CHICAGO IL 60654 0 1 0 0 CAO & Treasurer Common Stock 2017-06-30 4 M 0 5551 0 A 209692 D Common Stock 2017-06-30 4 F 0 1727 3.84 D 207965 D Common Stock 2017-06-30 4 M 0 8000 0 A 215965 D Common Stock 2017-06-30 4 F 0 2488 3.84 D 213477 D Common Stock 2017-06-30 4 M 0 17735 0 A 231212 D Common Stock 2017-06-30 4 F 0 5516 3.84 D 225696 D Restricted Stock Units 2017-06-30 4 M 0 5551 0 D 2015-12-31 Common Stock 5551.0 11100 D Restricted Stock Units 2017-06-30 4 M 0 8000 0 D 2016-12-31 Common Stock 8000.0 16000 D Restricted Stock Units 2017-06-30 4 M 0 17735 0 D 2016-03-31 Common Stock 17735.0 35471 D Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Each restricted stock unit represents a contingent right to receive one share of Common Stock. 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. /s/ Erin G. Stone, by Power of Attorney 2017-07-05