-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B8XYlUQR/Auw/O9LXzKhXOqm/O9uu8fSS6sKdStvrONKTrxklruN+vhxVhaJmSum wxGh8tGdZK+Cgqrm3BcOiA== 0001214659-10-003354.txt : 20101220 0001214659-10-003354.hdr.sgml : 20101220 20101220060158 ACCESSION NUMBER: 0001214659-10-003354 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101216 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20101220 DATE AS OF CHANGE: 20101220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ante5, Inc. CENTRAL INDEX KEY: 0001490161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 272345075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-53952 FILM NUMBER: 101261519 BUSINESS ADDRESS: STREET 1: ONE HUGHES CENTER DRIVE STREET 2: SUITE 606 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 323-330-9881 MAIL ADDRESS: STREET 1: ONE HUGHES CENTER DRIVE STREET 2: SUITE 606 CITY: LAS VEGAS STATE: NV ZIP: 89169 8-K 1 m12171008k.htm m12171008k.htm
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM 8-K



Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  December 16, 2010


ANTE5, INC.
(Exact name of registrant as specified in its charter)



Delaware
(State or other jurisdiction of incorporation)

 
000-53952   27-2345075  
(Commission File Number)
(I.R.S. Employer Identification No.)
 
 
One Hughes Drive, Suite 606, Las Vegas, Nevada     89169  
(Address of principal executive offices)
(Zip Code)

(323) 330-9881
(Registrant’s telephone number, including area code)

(Former name, former address and former fiscal year, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR240.14d-2(b))

o Soliciting material pursuant to Rule 14a-12 under Exchange Act (17 CFR240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR240.13e-4(c))
 
 
 
 
 
Table of Contents



Section 3  SECURITIES AND TRADING MARKETS
1
   
    Item 3.02  Unregistered Sales of Equity Securities
1
   
SIGNATURES
1
 
 

 
 
 
 
 
SECTION 3.  SECURITIES AND TRADING MARKETS

Item 3.02.  Unregistered Sales of Equity Securities

Ante5, Inc., a Delaware corporation (the “Company”), has closed its private placement of common stock made pursuant to Section 4(2) of the Securities Act of 1933, as amended (the “Act”), and Rule 506 of Regulation D promulgated under the Act.  The private offering commenced on or about October 21, 2010 and ended on December 16, 2010.  The private placement resulted in total capital raised of $11,000,000 in consideration for the issuance by us of a total of 11,000,000 new shares of our common stock to investors, including members of our current and former management who purchased shares in the placement.  The capital raised has been and is expected to be utilized substantially as described in the Company’s prior Report on Form 8- K filed with the Securities and Exchange Commission, dated November 30, 2010.

This notice does not constitute an offer to sell nor a solicitation to buy a security.  Any offer to sell or a solicitation to buy a security from the Company is made only to prospective investors with whom the Company has a pre-existing relationship and only by the complete Confidential Private Placement Memorandum covering the Company’s common stock in the private placement, including the risk factors described in the Memorandum.

The securities offered in the Company’s private placement have not been registered under the Act or any state securities laws.  No shares may be resold, assigned or otherwise transferred unless a registration statement under the Act is in effect, or the Company has received evidence satisfactory to it that such transfer does not involve a transaction requiring registration under the Act and is in compliance with the Act.







SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

                        
 
ANTE5, INC.
(Registrant)
  Date:  December 20, 2010


/s/  Bradley Berman, Chief Executive Officer
     Bradley Berman, Chief Executive Officer
 
 
 
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