0001094891-17-000253.txt : 20171004 0001094891-17-000253.hdr.sgml : 20171004 20171004170905 ACCESSION NUMBER: 0001094891-17-000253 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171004 FILED AS OF DATE: 20171004 DATE AS OF CHANGE: 20171004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeCubellis Kenneth CENTRAL INDEX KEY: 0001534148 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 171122406 MAIL ADDRESS: STREET 1: 10275 WAYZATA BOULEVARD, SUITE 310 CITY: MINNETONKA STATE: MN ZIP: 55305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Ridge Oil & Gas, Inc. CENTRAL INDEX KEY: 0001490161 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 171122405 BUSINESS ADDRESS: STREET 1: 110 NORTH 5TH STREET STREET 2: SUITE 410 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 BUSINESS PHONE: 952-426-1241 MAIL ADDRESS: STREET 1: 110 NORTH 5TH STREET STREET 2: SUITE 410 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 FORMER NAME: FORMER CONFORMED NAME: ante5, Inc. DATE OF NAME CHANGE: 20100422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Black Ridge Acquisition Corp. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O BLACK RIDGE OIL & GAS, INC. STREET 2: 110 NORTH 5TH STREET, SUITE 410 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 BUSINESS PHONE: 952-426-1241 MAIL ADDRESS: STREET 1: C/O BLACK RIDGE OIL & GAS, INC. STREET 2: 110 NORTH 5TH STREET, SUITE 410 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2017-10-04 0 0001708341 Black Ridge Acquisition Corp. BRAC 0001534148 DeCubellis Kenneth 110 NORTH 5TH STREET, SUITE 410 MINNEAPOLIS MN 55403 1 1 0 0 Chief Executive Officer 0001490161 Black Ridge Oil & Gas, Inc. 110 NORTH 5TH STREET, SUITE 410 MINNEAPOLIS MN 55403 0 0 1 0 Common Stock 3450000 I By Black Ridge Oil & Gas, Inc. Common Stock 400000 I By Black Ridge Oil & Gas, Inc. Right to Receive Common Stock Common Stock 40000 I By Black Ridge Oil & Gas, Inc. Warrant 11.50 Common Stock 400000 I By Black Ridge Oil & Gas, Inc. On October 4, 2017, the Issuer effected a stock dividend of 0.2 shares for each share outstanding, resulting in the reporting person receiving an additional 575,000 shares, for an aggregate total ownership of 3,450,000 shares. The 3,450,000 shares includes 450,000 shares of common stock that are subject to forfeiture depending on the extent to which the underwriters in the Issuer's initial public offering do not exercise their over-allotment option. Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc., exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Represents securities underlying 400,000 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, Black Ridge Oil & Gas, Inc. irrevocably committed to purchase. Each unit consists of one share of common stock, one right to receive one-tenth of one share of common stock upon the consummation of the Issuer's initial business combination and one warrant entitling the holder to purchase one share of common stock. The purchase of these units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon consummation of the Issuer's initial business combination. If the Issuer fails to consummate an initial business combination within twenty-one (21) months from the closing of the Issuer's initial public offering, the Issuer will be dissolved and the rights will expire worthless. Each warrant will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. Each warrant will expire five years after the completion of the Issuer's initial business combination. /s/ Ken DeCubellis 2017-10-04 /s/ Ken DeCubellis, Chairman and CEO 2017-10-04