0001751788-23-000016.txt : 20230207 0001751788-23-000016.hdr.sgml : 20230207 20230207172042 ACCESSION NUMBER: 0001751788-23-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230203 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitterling James R CENTRAL INDEX KEY: 0001490029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 23596126 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wf-form4_167580842604507.xml FORM 4 X0306 4 2023-02-03 0 0001751788 DOW INC. DOW 0001490029 Fitterling James R 2211 H.H. DOW WAY MIDLAND MI 48674 1 1 0 0 Chairman and CEO Common Stock 2023-02-03 4 M 0 10998 47.31 A 109978 D Common Stock 2023-02-03 4 D 0 9381 59.8501 D 100597 D Common Stock 236080 I By Trust Common Stock 1284.046 I By 401(k) Plan Common Stock 2322.058 I By 401(k) Plan ESOP Non-Qualified Stock Option (Right to Buy) 47.31 2023-02-03 4 M 0 10998 0 D 2024-02-14 Common Stock 10998.0 0 D Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. Includes 180 shares to correct an administrative error in the number of shares reported as a gift on the Reporting Person's Form 4 filed March 4, 2022. This option is fully vested and exercisable. /s/ James R Fitterling 2023-02-07