0001751788-21-000146.txt : 20211207 0001751788-21-000146.hdr.sgml : 20211207 20211207170613 ACCESSION NUMBER: 0001751788-21-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitterling James R CENTRAL INDEX KEY: 0001490029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 211476715 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wf-form4_163891474834190.xml FORM 4 X0306 4 2021-12-03 0 0001751788 DOW INC. DOW 0001490029 Fitterling James R 2211 H.H. DOW WAY MIDLAND MI 48674 1 1 0 0 Chairman and CEO Common Stock 2021-12-03 4 D 0 1097 53.07 D 96066 D Common Stock 232061 I By Trust Common Stock 1020.5172 I By 401(k) Plan Common Stock 2137.3177 I By 401(k) Plan ESOP Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021. /s/ James R Fitterling 2021-12-07