0001751788-21-000070.txt : 20210311
0001751788-21-000070.hdr.sgml : 20210311
20210311185807
ACCESSION NUMBER: 0001751788-21-000070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210309
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fitterling James R
CENTRAL INDEX KEY: 0001490029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38646
FILM NUMBER: 21734813
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOW INC.
CENTRAL INDEX KEY: 0001751788
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 301128146
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 9896361000
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Inc.
DATE OF NAME CHANGE: 20190305
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Holdings Inc.
DATE OF NAME CHANGE: 20180831
4
1
wf-form4_161550706591848.xml
FORM 4
X0306
4
2021-03-09
0
0001751788
DOW INC.
DOW
0001490029
Fitterling James R
2211 H.H. DOW WAY
MIDLAND
MI
48674
1
1
0
0
Chairman and CEO
Common Stock
2021-03-09
4
M
0
39446
32.57
A
125539
D
Common Stock
2021-03-09
4
D
0
28731
63.191
D
96808
D
Common Stock
2021-03-10
4
M
0
84000
47.31
A
168448
D
Common Stock
2021-03-10
4
D
0
71640
64.117
D
96808
D
Common Stock
227061
I
By Trust
Common Stock
922.8446
I
By 401(k) Plan
Common Stock
1971.0425
I
By 401(k) Plan ESOP
Non-Qualified Stock Option (Right to Buy)
32.57
2021-03-09
4
M
0
39446
0
D
2023-02-15
Common Stock
39446.0
0
D
Non-Qualified Stock Option (Right to Buy)
47.31
2021-03-10
4
M
0
84000
0
D
2024-02-14
Common Stock
84000.0
10998
D
Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $63.11 to $63.32. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $63.95 to $64.37. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This option is fully vested and exercisable.
/s/ James R Fitterling
2021-03-10