0001751788-21-000041.txt : 20210216
0001751788-21-000041.hdr.sgml : 20210216
20210216205116
ACCESSION NUMBER: 0001751788-21-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fitterling James R
CENTRAL INDEX KEY: 0001490029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38646
FILM NUMBER: 21642197
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOW INC.
CENTRAL INDEX KEY: 0001751788
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 301128146
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 9896361000
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Inc.
DATE OF NAME CHANGE: 20190305
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Holdings Inc.
DATE OF NAME CHANGE: 20180831
4
1
wf-form4_161352665917361.xml
FORM 4
X0306
4
2021-02-11
0
0001751788
DOW INC.
DOW
0001490029
Fitterling James R
2211 H.H. DOW WAY
MIDLAND
MI
48674
1
1
0
0
Chairman and CEO
Common Stock
2021-02-11
4
A
0
33040
0
A
96808
D
Common Stock
2021-02-12
4
M
0
136500
32.57
A
197160
D
Common Stock
2021-02-12
4
D
0
100352
57.85
D
96808
D
Common Stock
922.8446
I
By 401(k) Plan
Common Stock
1971.0425
I
By 401(k) Plan ESOP
Common Stock
203986
I
By Trust
Non-Qualified Stock Option (Right to Buy)
57.67
2021-02-11
4
A
0
244940
0
A
2031-02-11
Common Stock
244940.0
244940
D
Non-Qualified Stock Option (Right to Buy)
32.57
2021-02-12
4
M
0
136500
0
D
2023-02-15
Common Stock
136500.0
39446
D
Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.
Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $57.70 to $58.03. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.
This option is fully vested and exercisable.
/s/ James R Fitterling
2021-02-16