0001225208-20-011651.txt : 20200917
0001225208-20-011651.hdr.sgml : 20200917
20200917172121
ACCESSION NUMBER: 0001225208-20-011651
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200915
FILED AS OF DATE: 20200917
DATE AS OF CHANGE: 20200917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fitterling James R
CENTRAL INDEX KEY: 0001490029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38646
FILM NUMBER: 201181934
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOW INC.
CENTRAL INDEX KEY: 0001751788
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 301128146
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 9896361000
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Inc.
DATE OF NAME CHANGE: 20190305
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Holdings Inc.
DATE OF NAME CHANGE: 20180831
4
1
doc4.xml
X0306
4
2020-09-15
0001751788
DOW INC.
DOW
0001490029
Fitterling James R
2211 H.H. DOW WAY
MIDLAND
MI
48674
1
1
Chairman and CEO
Common Stock
2020-09-15
4
M
0
116590.0000
38.8700
A
166663.0000
D
Common Stock
2020-09-15
4
D
0
100693.0000
51.2610
D
65970.0000
D
Common Stock
852.8929
I
By 401(k) Plan
Common Stock
1979.7409
I
By 401(k) Plan ESOP
Common Stock
167838.0000
I
By Trust
Non-Qualified Stock Option (Right to Buy)
38.8700
2020-09-15
4
M
0
116590.0000
0.0000
D
2021-02-11
Common Stock
116590.0000
0.0000
D
Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $51.25 to $51.31. Reporting Person agrees to provide upon request by the Commission staff, the issuer,
or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This option is fully vested and exercisable.
/s/ James R Fitterling
2020-09-17