SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Fitterling James R

(Last) (First) (Middle)
C/O THE DOW CHEMICAL COMPANY
2030 DOW CENTER

(Street)
MIDLAND MI 48674

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/31/2017
3. Issuer Name and Ticker or Trading Symbol
DowDuPont Inc. [ DWDP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer-MatCo
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 411,957.949(1) D
Common Stock 1,634.041 I By 401(k) Plan
Common Stock 4,384.6034 I By 401(k) Plan ESOP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right to Buy) (2) 02/15/2023 Common Stock 210,880 $32.16 D
Non-Qualified Stock Option (Right to Buy) (2) 02/10/2022 Common Stock 61,830 $34 D
Non-Qualified Stock Option (Right to Buy) (2) 02/11/2021 Common Stock 118,090 $38.38 D
Non-Qualified Stock Option (Right to Buy) (3) 02/12/2026 Common Stock 130,140 $46.01 D
Non-Qualified Stock Option (Right to Buy) (2) 02/14/2024 Common Stock 96,220 $46.71 D
Non-Qualified Stock Option (Right to Buy) (4) 02/13/2025 Common Stock 95,610 $49.44 D
Non-Qualified Stock Option (Right to Buy) (5) 02/10/2027 Common Stock 98,690 $69.19 D
Explanation of Responses:
1. Total includes deferred shares of Common Stock to be delivered in one installment on or about each of the following dates, contingent upon employment: 18,710 shares on February 13, 2018; 25,810 shares on February 12, 2019; 19,410 shares on February 10, 2020. Total also includes deferred shares of Common Stock converted from performance based awards not previously reportable on Table I or II, to be delivered in one installment on or about each of the following dates, contingent upon employment: 50,183 shares on February 13, 2018; 55,752 shares on February 12, 2019; and 47,868 shares on February 13, 2020.
2. This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.
3. One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 12, 2018 and February 12, 2019. Option shares may be used to satisfy withholding taxes.
4. Two-thirds of this option is exercisable. The remaining one-third will vest on February 13, 2018. Option shares may be used to satisfy withholding taxes.
5. This option will vest in three equal installments beginning on February 10, 2018. Option shares may be used to satisfy withholding taxes.
/s/ James R Fitterling 09/11/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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