CUSIP NO. 359671104
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Page 1 of 10 Pages
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CUSIP NO. 359671104
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Page 2 of 10 Pages
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1
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NAME OF REPORTING PERSON
Sims Capital Management LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ☐ |
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Wisconsin
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
0
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8
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SHARED VOTING POWER
1,116,014
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9
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SOLE DISPOSITIVE POWER
0
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10
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SHARED DISPOSITIVE POWER
1,116,014
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,116,016
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐ | ||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.97%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
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CUSIP NO. 359671104
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Page 3 of 10 Pages
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1
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NAME OF REPORTING PERSON
David C. Sims
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ☐ |
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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☐ | ||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
0
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||
8
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SHARED VOTING POWER
1,116,014
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|||
9
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SOLE DISPOSITIVE POWER
0
|
|||
10
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SHARED DISPOSITIVE POWER
1,116,014
|
|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,116,014
|
|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐ | ||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.97%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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CUSIP NO. 359671104
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Page 4 of 10 Pages
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1
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NAME OF REPORTING PERSON
Luke E. Sims
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ☐ |
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3
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SEC USE ONLY
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|||
4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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☐ | ||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
12,700
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8
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SHARED VOTING POWER
1,116,014
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9
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SOLE DISPOSITIVE POWER
12,700
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10
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SHARED DISPOSITIVE POWER
1,116,014
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,128,714
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐ | ||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.02%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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CUSIP NO. 359671104
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Page 5 of 10 Pages
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Item 2. | Identity and Background. |
(a)
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Sims Capital Management LLC (a Wisconsin limited liability company) (“SCM”). SCM is owned 50% by David C. Sims and 50% by Luke E. Sims. Messrs. David C. Sims and Luke E. Sims, respectively, are the only managers and officers of SCM.
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(b)
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225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657
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(c)
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SEC-registered investment advisor (IA)
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(d)
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Not applicable
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(e)
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Not applicable
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(f)
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Wisconsin
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(a)
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David C. Sims
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(b)
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225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657
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(c)
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President of Sims Capital Management LLC, an SEC-registered investment advisor. SCM’s business address is 225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657.
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(d)
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Not applicable
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(e)
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Not applicable
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(f)
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United States
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(a)
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Luke E. Sims
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(b)
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225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657
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(c)
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Chairman of Sims Capital Management LLC, an SEC-registered investment advisor. SCM’s business address is 225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657.
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(d)
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Not applicable
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(e)
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Not applicable
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(f)
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United States
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CUSIP NO. 359671104
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Page 6 of 10 Pages
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Item 3. | Source and Amount of Funds or Other Consideration. |
Item 4. | Purpose of Transaction. |
CUSIP NO. 359671104
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Page 7 of 10 Pages
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Item 5. | Interests in Securities of the Issuer. |
(i)
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Sole power to vote:
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---
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(ii)
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Shared power to vote:
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1,116,014
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(iii)
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Sole power to dispose:
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---
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(iv)
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Shared power to dispose:
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1,116,014
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(i)
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Sole power to vote:
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---
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(ii)
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Shared power to vote:
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1,116,014
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(iii)
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Sole power to dispose:
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---
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(iv)
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Shared power to dispose:
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1,116,014
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(i)
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Sole power to vote:
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12,700
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(ii)
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Shared power to vote:
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1,116,014
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(iii)
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Sole power to dispose:
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12,700
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(iv)
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Shared power to dispose:
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1,116,014
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CUSIP NO. 359671104
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Page 8 of 10 Pages
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Name
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Trade Date
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Number of Shares Purchased/(Sold)
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Price Per Share
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Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
Sims Capital Management LLC
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06/14/16
06/15/16
06/16/16
06/17/16
06/21/16
06/22/16
06/23/16
07/05/16
07/22/16
07/25/16
07/26/16
07/27/16
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149,913
132,087
27,663
41,000
30,053
40,275
37,809
(27,521)
12,559
9,860
29,613
1,695
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$ 2.69
2.69
2.71
2.69
2.73
2.73
2.73
2.69
2.63
2.66
2.69
2.63
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Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
CUSIP NO. 359671104
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Page 9 of 10 Pages
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Exhibit No.
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Description
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99.1
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Joint Filing Agreement.
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99.2
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Letter, dated July 1, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors.
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99.3
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Letter, dated July 11, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors.
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99.4
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Letter, dated July 18, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors.
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CUSIP NO. 359671104
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Page 10 of 10 Pages
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SIMS CAPITAL MANAGEMENT LLC
By: /s/ David C. Sims
David C. Sims
President
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/s/ David C. Sims
David C. Sims
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/s/ Luke E. Sims
Luke E. Sims
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SIMS CAPITAL MANAGEMENT LLC
By: /s/ David C. Sims
David C. Sims
President
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/s/ David C. Sims
David C. Sims
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/s/ Luke E. Sims
Luke E. Sims
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