0000919574-15-003738.txt : 20150428 0000919574-15-003738.hdr.sgml : 20150428 20150428090820 ACCESSION NUMBER: 0000919574-15-003738 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20150428 DATE AS OF CHANGE: 20150428 EFFECTIVENESS DATE: 20150428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI ASSOCIATES LTD II E CENTRAL INDEX KEY: 0001489941 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-141210 FILM NUMBER: 15796802 BUSINESS ADDRESS: STREET 1: C/O GABELLI SECURITIES, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-921-5135 MAIL ADDRESS: STREET 1: C/O GABELLI SECURITIES, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 D/A 1 primary_doc.xml X0707 D/A LIVE 0001489941 GABELLI ASSOCIATES LTD II E C/O GABELLI SECURITIES, INC. ONE CORPORATE CENTER RYE NY NEW YORK 10580 914-921-5135 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2010 Douglas R. Jamieson C/O GABELLI SECURITIES INC. ONE CORPORATE CENTER RYE NY NEW YORK 10580 Director Director of the Investment Manager Raffaele Rocco C/O GABELLI SECURITIES, INC. ONE CORPORATE CENTER RYE NY NEW YORK 10580 Director Director of the Investment Manager -- GABELLI SECURITIES, INC. One Corporate Center Rye NY NEW YORK 10580 Executive Officer Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0000919574-14-002774 2010-04-01 true true false 1000000 N/A None G. Research, Inc. 7353 ONE CORPORATE CENTER RYE AL ALABAMA 1080 All States false N/A None Arete Wealth Management, LLC 44856 1699 E. WOODFIELD ROAD SUITE 565 SCHAUMBURG IL ILLINOIS 60173 All States false n/a None Time Capital Securities Corporation 6845 ONE ROOSEVELT AVENUE PORT JEFFERSON STATION NY NEW YORK 11766 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ME MAINE MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON false Indefinite 142397550 Indefinite false 75 0 true 0 true The firm(s) listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager from the assets under management and/or the incentive allocation. 0 true The Investment Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false GABELLI ASSOCIATES LTD II E /s/ Douglas R. Jamieson Douglas R. Jamieson Authorized Person 2015-04-28