0001606268-19-000053.txt : 20190521 0001606268-19-000053.hdr.sgml : 20190521 20190521200635 ACCESSION NUMBER: 0001606268-19-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190518 FILED AS OF DATE: 20190521 DATE AS OF CHANGE: 20190521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartwick Kenneth Michael CENTRAL INDEX KEY: 0001489396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 19843770 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_155848358120875.xml FORM 4 X0306 4 2019-05-18 0 0001606268 Spark Energy, Inc. SPKE 0001489396 Hartwick Kenneth Michael 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 1 0 0 0 Class A Common Stock 2019-05-18 4 M 0 4242 0 A 47841 D Restricted Stock Unit 2019-05-18 4 M 0 4242 0 D Class A Common Stock 4242.0 11084 D Restricted Stock Unit 2019-05-18 4 D 0 2284 10.25 D Class A Common Stock 2284.0 8800 D The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represents shares issued as a result of vesting of 6,526 restricted stock units (the "Restricted Stock Units") on May 18, 2019. Of the 6,526 Restricted Stock Units, 4,242 Restricted Stock Units were settled in shares of Class A Common Stock and 2,284 Restricted Stock Units were cash settled based on the closing price on May 17, 2019. Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit. Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units. /s/ Kenneth M. Hartwick, by C. Alexis Keene as Attorney-in-Fact 2019-05-21