0001606268-19-000025.txt : 20190327 0001606268-19-000025.hdr.sgml : 20190327 20190327164412 ACCESSION NUMBER: 0001606268-19-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20190327 DATE AS OF CHANGE: 20190327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartwick Kenneth Michael CENTRAL INDEX KEY: 0001489396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 19708826 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_155371943788543.xml FORM 4 X0306 4 2019-03-25 0 0001606268 Spark Energy, Inc. SPKE 0001489396 Hartwick Kenneth Michael 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 1 0 0 0 Restricted Stock Unit 2019-03-25 4 A 0 8800 0 A Class A Common Stock 8800.0 15326 D Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. These RSUs will vest in full on May 18 following the grant year following the grant year. Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. /s/ Kenneth M. Hartwick, by C. Alexis Keene as Attorney-in-Fact 2019-03-27