0001606268-15-000047.txt : 20150407 0001606268-15-000047.hdr.sgml : 20150407 20150407103955 ACCESSION NUMBER: 0001606268-15-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150406 FILED AS OF DATE: 20150407 DATE AS OF CHANGE: 20150407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartwick Kenneth Michael CENTRAL INDEX KEY: 0001489396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 15755285 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 4 1 wf-form4_142841758602677.xml FORM 4 X0306 4 2015-04-06 0 0001606268 Spark Energy, Inc. SPKE 0001489396 Hartwick Kenneth Michael 2105 CITYWEST BLVD., SUITE 100 HOUSTON TX 77042 1 0 0 0 Restricted Stock Unit 2015-04-06 4 A 0 5400 0 A Class A Common Stock 5400.0 9214 D Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. The RSUs will vest in full on May 18, 2016. /s/ Kenneth M. Hartwick, by Gil Melman as Attorney-in-Fact 2015-03-30