SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Campbell Tracey D

(Last) (First) (Middle)
4TH FLOOR
ONE VINE STREET

(Street)
LONDON X0 W1J 0AH

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2022
3. Issuer Name and Ticker or Trading Symbol
LyondellBasell Industries N.V. [ LYB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Sustainability & Corp Aff
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares 3,046.77(1) D
Class A Ordinary Shares 2,127.25(2) I By Spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to buy) (3) 07/01/2028 Class A Ordinary Shares 225 $104.65 D
Stock Options (Right to buy) (4) 02/25/2031 Class A Ordinary Shares 2,827 $99.21 D
Stock Options (Right to buy) (5) 02/24/2032 Class A Ordinary Shares 2,134 $89.26 D
Stock Options (Right to buy) (6) 02/21/2029 Class A Ordinary Shares 701 $83.3 D
Stock Options (Right to buy) (7) 02/20/2030 Class A Ordinary Shares 1,912 $78.15 D
Explanation of Responses:
1. Includes 2,092 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 420 granted on February 20, 2020 that vest on February 20, 2023; 290 granted on February 25, 2021 that vest on February 25, 2024; 542 granted on February 25, 2021 that vest on February 25, 2024; 540 granted on February 24, 2022 that vest on February 24, 2025 and 300 granted on April 1, 2022 that vest on April 1, 2024.
2. Includes 1,640 restricted stock units ("RSUs") held by spouse which were granted pursuant to the issuer's long-term incentive plan.
3. Granted pursuant to the issuer's long-term incentive plan. Award has fully vested.
4. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 943 vested on February 25, 2022, 942 vest on February 25, 2023 and 942 vest on February 25, 2024.
5. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 712 vest on February 24, 2023, 711 vest on February 24, 2024 and 711 vest on February 24, 2025.
6. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 701 vested on February 21, 2022.
7. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 956 vested on February 20, 2022 and 956 vest on February 20, 2023.
Remarks:
/s/ Lara A. Mason, Attorney-in-Fact 10/11/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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