0001489000-14-000013.txt : 20140813 0001489000-14-000013.hdr.sgml : 20140813 20140813162449 ACCESSION NUMBER: 0001489000-14-000013 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa Capital Markets America Inc. CENTRAL INDEX KEY: 0001489000 IRS NUMBER: 135680329 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14430 FILM NUMBER: 141037808 BUSINESS ADDRESS: STREET 1: FINANCIAL SQUARE STREET 2: 32 OLD SLIP CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-612-6266 MAIL ADDRESS: STREET 1: FINANCIAL SQUARE STREET 2: 32 OLD SLIP CITY: NEW YORK STATE: NY ZIP: 10005 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001489000 XXXXXXXX 06-30-2014 06-30-2014 Daiwa Capital Markets America Inc.

FINANCIAL SQUARE 32 OLD SLIP NEW YORK NY 10005

13F NOTICE 028-14430 0001481045 028-14426 Daiwa Securities Group Inc. N TAKAYUKI SAWANO 212-612-6661 TAKAYUKI SAWANO New York NY 08-11-2014