0001140361-16-090833.txt : 20161227
0001140361-16-090833.hdr.sgml : 20161226
20161227173936
ACCESSION NUMBER: 0001140361-16-090833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161222
FILED AS OF DATE: 20161227
DATE AS OF CHANGE: 20161227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Corium International, Inc.
CENTRAL INDEX KEY: 0001594337
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 383230774
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 235 CONSTITUTION DRIVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-298-8012
MAIL ADDRESS:
STREET 1: 235 CONSTITUTION DRIVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sarret Joseph J.
CENTRAL INDEX KEY: 0001488555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36375
FILM NUMBER: 162071150
MAIL ADDRESS:
STREET 1: C/O CODEXIS, INC.
STREET 2: 200 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc1.xml
FORM 4
X0306
4
2016-12-22
0
0001594337
Corium International, Inc.
CORI
0001488555
Sarret Joseph J.
C/O CORIUM INTERNATIONAL, INC.
235 CONSTITUTION DRIVE
MENLO PARK
CA
94025
0
1
0
0
Chief Business Officer
Common Stock
1000
D
Restricted Stock Units
2016-12-22
4
A
0
11250
0
A
Common Stock
11250
11250
D
Employee Stock Option (Right to Buy)
4.59
2016-12-22
4
A
0
67500
0
A
2026-12-21
Common Stock
67500
67500
D
Includes 1,000 shares acquired under the issuer's employee stock purchase plan on November 18, 2016.
Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of the issuer's common stock upon settlement.
The RSUs vest as to 1/4 of the total number of shares on January 4, 2018 and then 1/4 of the total number of shares on January 4 of each successive year thereafter.
The option vests as to 1/48th of the total number of shares on January 22, 2017 and then 1/48th monthly thereafter.
/s/ Christina Dickerson, Attorney-in-Fact
2016-12-27