0001140361-16-090833.txt : 20161227 0001140361-16-090833.hdr.sgml : 20161226 20161227173936 ACCESSION NUMBER: 0001140361-16-090833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161222 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Corium International, Inc. CENTRAL INDEX KEY: 0001594337 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383230774 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-298-8012 MAIL ADDRESS: STREET 1: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sarret Joseph J. CENTRAL INDEX KEY: 0001488555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36375 FILM NUMBER: 162071150 MAIL ADDRESS: STREET 1: C/O CODEXIS, INC. STREET 2: 200 PENOBSCOT DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc1.xml FORM 4 X0306 4 2016-12-22 0 0001594337 Corium International, Inc. CORI 0001488555 Sarret Joseph J. C/O CORIUM INTERNATIONAL, INC. 235 CONSTITUTION DRIVE MENLO PARK CA 94025 0 1 0 0 Chief Business Officer Common Stock 1000 D Restricted Stock Units 2016-12-22 4 A 0 11250 0 A Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 4.59 2016-12-22 4 A 0 67500 0 A 2026-12-21 Common Stock 67500 67500 D Includes 1,000 shares acquired under the issuer's employee stock purchase plan on November 18, 2016. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of the issuer's common stock upon settlement. The RSUs vest as to 1/4 of the total number of shares on January 4, 2018 and then 1/4 of the total number of shares on January 4 of each successive year thereafter. The option vests as to 1/48th of the total number of shares on January 22, 2017 and then 1/48th monthly thereafter. /s/ Christina Dickerson, Attorney-in-Fact 2016-12-27