<SEC-DOCUMENT>0001144204-15-021561.txt : 20150407 <SEC-HEADER>0001144204-15-021561.hdr.sgml : 20150407 <ACCEPTANCE-DATETIME>20150407160119 ACCESSION NUMBER: 0001144204-15-021561 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150402 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20150407 DATE AS OF CHANGE: 20150407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATOSSA GENETICS INC CENTRAL INDEX KEY: 0001488039 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 264753208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35610 FILM NUMBER: 15756358 BUSINESS ADDRESS: STREET 1: 2345 EASTLAKE AVENUE EAST STREET 2: SUITE 201 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 206.588.0256 MAIL ADDRESS: STREET 1: 2345 EASTLAKE AVENUE EAST STREET 2: SUITE 201 CITY: SEATTLE STATE: WA ZIP: 98102 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>v406744_8k.htm <DESCRIPTION>8-K <TEXT> <HTML> <HEAD> <TITLE></TITLE> </HEAD> <BODY STYLE="font: 10pt Times New Roman, Times, Serif"> <P STYLE="margin: 0"></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B> </B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>UNITED STATES</B><BR> <B>SECURITIES AND EXCHANGE COMMISSION</B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>Washington, D.C. 20549</B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>FORM 8-K</B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>CURRENT REPORT</B><BR> <B>Pursuant to Section 13 or 15(d) of the</B><BR> <B>Securities Exchange Act of 1934</B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center">Date of Report (Date of earliest event reported):<B> </B>April 2, 2015</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B> </B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>ATOSSA GENETICS INC.</B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center">(Exact name of registrant as specified in its charter)</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>Delaware</B><BR> (State or other jurisdiction of incorporation or organization)</P> <TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%"> <TR STYLE="vertical-align: bottom"> <TD STYLE="width: 48%"> </TD> <TD STYLE="width: 4%"> </TD> <TD STYLE="width: 48%"> </TD></TR> <TR> <TD STYLE="vertical-align: top; text-align: center"><FONT STYLE="font-size: 10pt"><B>001-35610</B></FONT><BR> <FONT STYLE="font-size: 10pt"><B>(Commission file number) </B></FONT></TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top; text-align: center"><FONT STYLE="font-size: 10pt"><B>26-4753208</B></FONT><BR> <FONT STYLE="font-size: 10pt">(IRS Employer Identification No.) </FONT></TD></TR> </TABLE> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>2345 Eastlake Ave. East, Suite 201, Seattle, Washington 98102</B><BR> (Address of principal executive offices and zip code)</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>(800) 351-3902</B><BR> (Registrant’s telephone number, including area code)</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center"><B>Not Applicable</B><BR> (Former name or former address, if changed from last report)</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings">¨</FONT> Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings">¨</FONT> Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings">¨</FONT> Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings">¨</FONT> Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in"> <B> </B></P> <!-- Field: Page; Sequence: 1 --> <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font-size: 10pt"><TR><TD STYLE="text-align: center; width: 100%"> </TD></TR></TABLE></DIV> <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%"><TR><TD STYLE="text-align: center; width: 100%"> </TD></TR></TABLE></DIV> <!-- Field: /Page --> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B> </B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers</B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in"> <B> </B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">On April 2, 2015, Christopher Destro announced that he is departing as the Senior Vice President of Sales and Marketing of Atossa Genetics Inc. with an expected effective date of May 29, 2015. Mr. Destro is pursuing other professional activities.</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 24.5pt"> </P> <!-- Field: Page; Sequence: 2 --> <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font-size: 10pt"><TR><TD STYLE="text-align: center; width: 100%"> </TD></TR></TABLE></DIV> <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%"><TR><TD STYLE="text-align: center; width: 100%"> </TD></TR></TABLE></DIV> <!-- Field: /Page --> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SIGNATURE</B></P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in"> Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.</P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in"> </P> <TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%"> <TR> <TD STYLE="vertical-align: top"> </TD> <TD STYLE="vertical-align: bottom"> </TD> <TD COLSPAN="5" STYLE="vertical-align: top"><B>ATOSSA GENETICS INC.</B></TD></TR> <TR> <TD STYLE="vertical-align: top; width: 49%"> </TD> <TD STYLE="vertical-align: bottom; width: 1%"> </TD> <TD STYLE="vertical-align: top; width: 2%"> </TD> <TD STYLE="vertical-align: bottom; width: 1%"> </TD> <TD STYLE="vertical-align: top; width: 30%"> </TD> <TD STYLE="vertical-align: bottom; width: 5%"> </TD> <TD STYLE="vertical-align: top; width: 4%"> </TD></TR> <TR> <TD STYLE="vertical-align: top">Date: April 7, 2015</TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top">By:</TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top; border-bottom: black 1pt solid">/s/ Kyle Guse</TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top"> </TD></TR> <TR> <TD STYLE="vertical-align: top"> </TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top"> </TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top">Kyle Guse</TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top"> </TD></TR> <TR> <TD STYLE="vertical-align: top"> </TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top"> </TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top">Chief Financial Officer, <BR> General Counsel and <BR> Secretary</TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top"> </TD></TR> <TR> <TD STYLE="vertical-align: top"> </TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top"> </TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top"> </TD> <TD STYLE="vertical-align: bottom"> </TD> <TD STYLE="vertical-align: top"> </TD></TR> </TABLE> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0.5in"></P> <!-- Field: Page; Sequence: 3; Options: Last --> <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font-size: 10pt"><TR><TD STYLE="text-align: center; width: 100%"> </TD></TR></TABLE></DIV> <!-- Field: /Page --> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0.5in"> </P> <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 4in; text-indent: 0.5in"> </P> <P STYLE="margin: 0"></P> </BODY> </HTML> </TEXT> </DOCUMENT> </SEC-DOCUMENT>