0001493152-15-004006.txt : 20150825
0001493152-15-004006.hdr.sgml : 20150825
20150825183741
ACCESSION NUMBER: 0001493152-15-004006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150601
FILED AS OF DATE: 20150825
DATE AS OF CHANGE: 20150825
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CACHET FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001487906
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 272205650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18671 LAKE DRIVE EAST
STREET 2: SOUTHWEST TECH CENTER A
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55317
BUSINESS PHONE: 952-698-6980
MAIL ADDRESS:
STREET 1: 18671 LAKE DRIVE EAST
STREET 2: SOUTHWEST TECH CENTER A
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55317
FORMER COMPANY:
FORMER CONFORMED NAME: DE Acquisition 2, Inc.
DATE OF NAME CHANGE: 20100324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bortel Investment Management LLC
CENTRAL INDEX KEY: 0001651486
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53925
FILM NUMBER: 151074365
BUSINESS ADDRESS:
STREET 1: 13313 POINT RICHMOND BEACH ROAD NW
CITY: GIG HARBOR
STATE: WA
ZIP: 98332
BUSINESS PHONE: 253-858-7866
MAIL ADDRESS:
STREET 1: 13313 POINT RICHMOND BEACH ROAD NW
CITY: GIG HARBOR
STATE: WA
ZIP: 98332
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bortel Peter
CENTRAL INDEX KEY: 0001651488
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53925
FILM NUMBER: 151074366
MAIL ADDRESS:
STREET 1: 13313 POINT RICHMOND BEACH ROAD NW
CITY: GIG HARBOR
STATE: WA
ZIP: 98332
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tiburon Opportunity Fund, L.P.
CENTRAL INDEX KEY: 0001490894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53925
FILM NUMBER: 151074367
BUSINESS ADDRESS:
STREET 1: 13313 POINT RICHMOND BEACH ROAD NW
CITY: GIG HARBOR
STATE: WA
ZIP: 98332
BUSINESS PHONE: 253-858-7866
MAIL ADDRESS:
STREET 1: 13313 POINT RICHMOND BEACH ROAD NW
CITY: GIG HARBOR
STATE: WA
ZIP: 98332
4
1
form-4.xml
X0306
4
2015-06-01
0
0001487906
CACHET FINANCIAL SOLUTIONS, INC.
CAFN
0001490894
Tiburon Opportunity Fund, L.P.
13313 POINT RICHMOND BEACH ROAD NW
GIG HARBOR
WA
98332
0
0
1
0
0001651486
Bortel Investment Management LLC
13313 POINT RICHMOND BEACH ROAD NW
GIG HARBOR
WA
98332
0
0
1
0
0001651488
Bortel Peter
13313 POINT RICHMOND BEACH ROAD NW
GIG HARBOR
WA
98332
0
0
1
0
Common stock
2015-06-01
4
P
0
1301717
0.00
A
2372900
I
See footnote
Common stock
2015-06-08
4
P
0
600
0.3992
A
2373500
I
See footnote
Common stock
2015-06-09
4
P
0
715
0.4000
A
2374215
I
See footnote
Common stock
2015-06-10
4
P
0
12500
0.3660
A
2386715
I
See footnote
Common stock
2015-06-12
4
P
0
102
0.5100
A
2386817
I
See footnote
Common stock
2015-06-16
4
P
0
398
0.4600
A
2387215
I
See footnote
Common stock
2015-06-22
4
P
0
2000
0.4200
A
2389215
I
See footnote
Common stock
2015-06-23
4
P
0
2000
0.4499
A
2391215
I
See footnote
Common stock
2015-06-24
4
P
0
9000
0.4058
A
2400215
I
See footnote
Common stock
2015-06-25
4
P
0
6000
0.4000
A
2406215
I
See footnote
Common stock
2015-06-30
4
P
0
2000
0.4650
A
2408215
I
See footnote
Common stock
2015-07-01
4
P
0
500
0.5999
A
2408715
I
See footnote
Common stock
2015-07-02
4
P
0
500
0.4799
A
2409215
I
See footnote
Common stock
2015-07-08
4
P
0
1000
0.4000
A
2410215
I
See footnote
Common stock
2015-07-10
4
P
0
1000
0.3900
A
2411215
I
See footnote
Common stock
2015-07-13
4
P
0
1000
0.3500
A
2412215
I
See footnote
Common stock
2015-07-14
4
P
0
2802
0.3583
A
2415017
I
See footnote
Common stock
2015-07-22
4
P
0
500
0.4399
A
2415517
I
See footnote
Common stock
2015-07-23
4
P
0
1000
0.4500
A
2416517
I
See footnote
Common stock
2015-07-27
4
P
0
800
0.4463
A
2417317
I
See footnote
Common stock
2015-07-28
4
P
0
2000
0.4075
A
2419317
I
See footnote
Common stock
2015-08-03
4
P
0
1000
0.4000
A
2420317
I
See footnote
Common stock
2015-08-04
4
P
0
500
0.4300
A
2420817
I
See footnote
Common stock
2015-08-05
4
P
0
500
0.4300
A
2421317
I
See footnote
Convertible preferred stock
0.45
2015-06-03
4
P
0
2500
A
2015-06-03
2020-06-03
Common stock
555556
2500
I
See footnote
Warrant to purchase common stock
0.4816
2015-06-03
4
P
0
571038
A
2015-06-03
2020-06-03
Common stock
571038
571038
I
See footnote
Tiburon Opportunity Fund, L.P. (the "Stockholder"), Bortel Investment Management LLC (the "General Partner"), and Peter Bortel are collectively referred to herein as the "Reporting Persons." The Stockholder directly owns the securities reported herein. The General Partner is the general partner of the Stockholder. Mr. Bortel is the managing member of the General Partner and controls the General Partner's activities. The General Partner and Mr. Bortel may be deemed to have beneficial ownership of the securities reported herein.
Tiburon Opportunity Fund, L.P. effected a private purchase for $250,000 of 2,500 shares of convertible preferred stock (convertible into 555,556 shares of common stock) and a warrant to purchase 571,038 shares of common stock.
/s/ Peter Bortel, as managing member of general partner of Tiburon Opportunity Fund, L.P.
2015-08-25
/s/ Peter Bortel, as managing member of Bortel Investment Management LLC
2015-08-25
/s/ Peter Bortel
2015-08-25