0001437749-23-022625.txt : 20230809 0001437749-23-022625.hdr.sgml : 20230809 20230809091600 ACCESSION NUMBER: 0001437749-23-022625 CONFORMED SUBMISSION TYPE: APP WD PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: APP WD SEC ACT: SEC FILE NUMBER: 812-15466 FILM NUMBER: 231153603 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 APP WD 1 hrzn20230808_appwd.htm hrzn20230808_appwd.htm
declogo.jpg

One International Place
40th Floor
100 Oliver Street
Boston, MA  02110-2605

+1 617 728 7100 

Main+1 617 426 6567  Fax

www.dechert.com

 

 

 

 

August 9, 2023

 

VIA EDGAR

 

United States Securities and Exchange Commission

Division of Investment Management

100 F Street, NE

Washington, DC 20549

 

Attn:

Office of Investment Regulation

Division of Investment Management

 

Re:

Horizon Technology Finance Corporation
Request to Withdraw

Application for Exemptive Relief, File No. 812-15466, filed on May 11, 2023

 

Ladies and Gentlemen:

 

On behalf of Horizon Technology Finance Corporation and the other applicants (collectively, the “Applicants”), we request the withdrawal of the application for an order to amend a prior order pursuant to sections 17(d) and 57(i) of the Investment Company Act of 1940, as amended (the “1940 Act”), and rule 17d-1 under the Act permitting certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act, File No. 812-15466, filed on May 11, 2023 (the “Application”).

 

The Applicants believe that withdrawal of the Application is consistent with the public interest and the protection of investors. It is our understanding that this request for withdrawal will be deemed granted as of the date that it is filed with the Commission.

 

If you have any questions, please contact the undersigned at (617) 728-7120 (or by email at thomas.friedmann@dechert.com). Thank you for your attention to this matter.

 

Sincerely,

 

/s/ Thomas Friedmann

 

Thomas Friedmann

 

cc:

Robert D. Pomeroy Jr., Horizon Technology Finance Management LLC
Thomas J. Friedmann, Dechert LLP

 

 

 

 
 GRAPHIC 2 declogo.jpg begin 644 declogo.jpg M_]C_X 02D9)1@ ! 0$ 8 !@ #_X0 L17AI9@ 34T *@ @ 0$Q ( M * &@ !''EZ@X2%AH>(B8J2DY25EI>8F9JBHZ2EIJ>HJ:JRL[2UMK>XN;K"P\3% MQL?(R;GZ.GJ\?+S]/7V]_CY^O_$ !\! ,! 0$! M 0$! 0$ ! @,$!08'" D*"__$ +41 (! @0$ P0'!00$ $"=P ! M @,1! 4A,08205$'87$3(C*!"!1"D:&QP0DC,U+P%6)RT0H6)#3A)?$7&!D: M)BH*# MA(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7&Q\C)RM+3 MU-76U]C9VN+CY.7FY^CIZO+S]/7V]_CY^O_: P# 0 "$0,1 #\ ZJ]U3Q]X ME^-WBCPQX=\8KH=AI4%O-$C:9!67B?2 MO%9C&YK&[TY;5I!W"-'@9],D"JGA+_DZ3Q__ ->-G_Z)AKUR@#E_ 'CRR\>Z M"][;0R6=Y:RF"^L)O]9;2CJI]O0_R((KJ,FO(K-/^$;_ &JKNUM1LMO$FCBY MEC7@&9"1NQZX1O\ OHU=FUKQ-\1/%^JZ3X1U8:!H&BS?9;O4XX5EGNK@?>CC MW<*%Z$]?SH ]0R:,FO)-5U+Q9\)]0L+_ %S7Y/$WA6[N%MKM[J!4N+!G.%D# M+]Y<]<_3OFNG^(_C2\\,6>FZ=X>MHKSQ!KEQ]ETZ*4_NU/\ %*^/X5!'Y_6@ M#M,FN4^*&MZAX=^&.N:MHUQ]FOK6 /#+L5]IW*,X8$'@]Q7/R>!/B"+,W<7Q M,NFU<#>(VL8A:%NNS9C.WMGKWQ6)XF\4:GXH_9S\4/XATN33-7L5:TO(C&51 MI$D7YXR>JGV)YS]: /5/#EY/?^%=)O+M_,GN+*&65\ ;F9 2<#@9N?)B#<# ZGL?PSG:_=>,OA.(-=O?$4WBGP MR)DBU&&\MT6XM58X\U'7J,D<'V]<@ ]=R:,FO*?C!\0=1\%ZCX/N](FDFLKV M>8W%M BL;Q0J%$!()&2W4>M6K3PE\3M3M4O=6^(@TBZG&]["RTJ&2*WS_ &; MEL=,_P ^M %SP=XHUC5?BWXZT6_O/-T_26M19P^4B^5O0EOF !.2.Y->A#I7 MSMX-\+>+;KXN>.K.S\>W%G>VK6OVJ^7387-YE#MRAX3:...M>\:!8W^FZ';V MFKZJ^KWD8;S+UX5B,N6)'R+P, @<>E 'F7A+_DZ3Q_\ ]>-G_P"B8:]*_$&E>"-0UZRU."VABD@?RU^6&/)!P<\J1^%:=QXY^*_B",V7AW MX>?V'-(-IOM4N@R0_P"T%P,G\#]#0 L;_P!O_M8,]J0\/A[1/*G<=%D017I_P -_ $? M@31[C[3=MJ.LZE+]HU+4'ZSR'/ SSM&3C/J3WQ7+-H?BGX9^-M6U7PIHY\0> M&];F^U7.G02JD]I.?O.@;A@?0>PXQD@#O$GPV^('BSP_?$. M.+1=&T+4/!VG2R*;[5KV54N%C!R4A123N..O\JW/B)X%O/$>DZ5=^'KP6_B' M0)EN-.N;D[A(0 &20^C8&3ZCT)H [FN%^-?_ "1?Q+_UZC_T-:SU^(7C;[+] ME?X8ZG_:^-ORW,7V0O\ WO-S]WO_ %K-UKP7XI'P8\51ZQ>3ZWXCUL"9[6W8 MM# =RXBA4] .3WQ[4 >A>#46/P)H"1J%5=-MP .P\I:X;6_^3I/#7_8!G_] M">N_\,6\MIX1T>WN8VBFAL((Y(VZHPC (/N#7':MHFIS?M$:!K,5C,^FV^C3 M0RW07Y$1^= '"_#+2O&FI3>+I/#GBNTT=5\170N+>?3%N':3(^;<2 M.,<8]C76:Y\/OB)XCT*[TC5O'^GS6=Y'YQ#9%,U'0/%'@'X@ZGXG M\&Z8-=T?7"LFI:4DHCFBF'_+6//!SDDCW/L0NLZ[X]\=V?\ 8?AWPSJ'A2&Z M^6\UC4I%1X(_XA$BG)8CC/\ +J #,\>:/_9OB;X/:1>2K=M97GDM*5P)&C2( M;LT5YCXX\-:G+XP^&IL(+S4;?2;Q_M=VYWLJ[4 >1O4X)S]:].H \I M^'O_ "7GXF_[]E_Z+:O6!TKQS9XE\!_&#Q5K47A/4-=TO7UMWAFTYD9HVC3! M5E)&.2?R'KQZEH&ISZSH=O?W6F76E2S;MUG> "6/#$?-@D<@9^A% %\]:*=B MDQ0 E%+BC% "44N*,4 )12XHQ0 E%+BC% "44N*,4 8][J5Q!XPTG3HROV>[ MM;J64%>=T9BVX/;[[?I3-1U2YMO%VB:=$4^SWL=RTP*Y),:H5P>WWC4NK^'Q MJFHV5_#J=[IUS9I+&DEJ(CN63;N!$B./X%Z8J+4?#1U"?3;G^V-0MKS3D=$N MH1#ODW@!MP:,KSM!X44 97C/7KK2M9T>S@U,Z;!>1W#RS+9&Y8E/+V@* <#Y MCSCL*W?#5YJ%_P"&[.YUB#R+R1#YB>68\_,0&V'E=P ;:>1G':G#1(VU#3KZ =XNKBXN;"&6%9'V#S1)MW%@J@9^0= !UXK2H _]D! end