0001553350-21-000915.txt : 20211018 0001553350-21-000915.hdr.sgml : 20211018 20211018080014 ACCESSION NUMBER: 0001553350-21-000915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211014 FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASS DOUGLAS CENTRAL INDEX KEY: 0001568530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 211327349 MAIL ADDRESS: STREET 1: C/O EMPIRE RESOURCES, INC. STREET 2: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER NAME: FORMER CONFORMED NAME: Kass Douglass DATE OF NAME CHANGE: 20130201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-448-5144 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 ownership.xml X0306 4 2021-10-14 0 0001487198 ASPEN GROUP, INC. ASPU 0001568530 KASS DOUGLAS 276 FIFTH AVENUE SUITE 505 NEW YORK NY 10001 1 0 0 0 Common Stock 2021-10-14 4 P 0 200 5.597 A 122800 I By Seabreeze Capital Partners LP Common Stock 2021-10-15 4 P 0 200 5.545 A 123000 I By Seabreeze Capital Partners LP Common Stock 1775 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.48 to $5.6362, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.51 to $5.58, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The Reporting Person is the General Partner of Seabreeze Capital Partners LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. /s/ Douglas Kass 2021-10-18