0001553350-21-000700.txt : 20210816 0001553350-21-000700.hdr.sgml : 20210816 20210816160547 ACCESSION NUMBER: 0001553350-21-000700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaVay Matthew CENTRAL INDEX KEY: 0001702209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 211177923 MAIL ADDRESS: STREET 1: C/O ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, 5TH FL CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-448-5144 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 ownership.xml X0306 4 2021-08-16 0 0001487198 ASPEN GROUP, INC. ASPU 0001702209 LaVay Matthew 276 FIFTH AVENUE SUITE 505 NEW YORK NY 10001 0 1 0 0 Chief Financial Officer Common Stock 2021-08-16 4 A 0 125000 0 A 125000 D Represents restricted stock units granted pursuant to the Employment Agreement, effective August 16, 2021, between the Issuer and the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was made under the Aspen Group, Inc. 2018 Equity Incentive Plan, was approved by the Executive Committee and was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder. The restricted stock units will vest in three approximately equal annual increments with the first increment vesting on August 16, 2022, subject to continued employment with the Issuer on each applicable vesting date. /s/ Matthew LaVay 2021-08-16