0001553350-21-000192.txt : 20210319 0001553350-21-000192.hdr.sgml : 20210319 20210319160527 ACCESSION NUMBER: 0001553350-21-000192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rich Sanford CENTRAL INDEX KEY: 0001362039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 21758191 MAIL ADDRESS: STREET 1: 26 BEACH DRIVE CITY: DARIEN STATE: CT ZIP: 06820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-448-5144 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2021-03-17 0 0001487198 ASPEN GROUP, INC. ASPU 0001362039 Rich Sanford 26 BEACH DRIVE DARIEN CT 06820 1 0 0 0 Common Stock 2021-03-17 4 M 0 16667 1.92 A 56624 D Common Stock 2021-03-17 4 F 0 4233 7.56 D 52391 D Stock Options (Right to Buy) 1.92 2021-03-17 4 M 0 16667 0 D 2016-05-19 2021-05-19 Common Stock 16667 0 D The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was approved in advance by the Compensation Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors in accordance with Rule 16b-3(d). Represents shares surrendered in payment of the exercise price. /s/ Sanford Rich 2021-03-19