0001553350-21-000016.txt : 20210106 0001553350-21-000016.hdr.sgml : 20210106 20210106171513 ACCESSION NUMBER: 0001553350-21-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210106 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alessi Robert CENTRAL INDEX KEY: 0001795797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 21511646 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-448-5144 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 ownership.xml X0306 4 2021-01-06 0 0001487198 ASPEN GROUP, INC. ASPU 0001795797 Alessi Robert 276 FIFTH AVENUE SUITE 505 NEW YORK NY 10001 0 1 0 0 Chief Accounting Officer Common Stock 2021-01-06 4 A 0 15000 0 A 22190 D Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved by the compensation committee of the board of directors of the Issuer, which is comprised of two non-employee directors in accordance with Rule 16b-3(d). The restricted stock units shall vest in equal annual increments over a three-year period with the first vesting date one-year from December 1, 2020, subject to continued employment on each applicable vesting date. Vested shares of common stock will be delivered to the Reporting Person upon the vesting of the restricted stock units. The restricted stock units were issued under the 2018 Equity Incentive Plan. Does not include 20,000 restricted stock units previously granted on December 1, 2019 nor 20,000 restricted stock units previously granted on August 12, 2020. /s/ Robert Alessi 2021-01-06