0001553350-20-000871.txt : 20200918 0001553350-20-000871.hdr.sgml : 20200918 20200918160540 ACCESSION NUMBER: 0001553350-20-000871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200916 FILED AS OF DATE: 20200918 DATE AS OF CHANGE: 20200918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mathews Michael CENTRAL INDEX KEY: 0001469394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 201184074 MAIL ADDRESS: STREET 1: 257 PARK AVENUE SOUTH STREET 2: SUITE 602 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-448-5144 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 mathews4.xml OWNERSHIP DOCUMENT X0306 4 2020-09-16 0 0001487198 ASPEN GROUP, INC. ASPU 0001469394 Mathews Michael 276 FIFTH AVENUE SUITE 505 NEW YORK NY 10001 1 1 0 0 Chief Executive Officer Common Stock 2020-09-16 4 M 0 161111 2.28 A 849272 D Common Stock 2020-09-16 4 F 0 30559 12.0204 D 818713 D Common Stock 2020-09-16 4 F 0 57965 12.0204 D 760748 D Common Stock 2020-09-16 4 M 0 16050 2.28 A 776798 D Common Stock 2020-09-16 4 F 0 3044 12.0204 D 773754 D Common Stock 2020-09-16 4 F 0 5775 12.0204 D 767979 D Common Stock 2020-09-16 4 M 0 9259 2.28 A 777238 D Common Stock 2020-09-16 4 F 0 1756 12.0204 D 775482 D Common Stock 2020-09-16 4 F 0 3331 12.0204 D 772151 D Common Stock 2020-09-16 4 M 0 125000 2.10 A 897151 D Common Stock 2020-09-16 4 F 0 21838 12.0204 D 875313 D Common Stock 2020-09-16 4 F 0 45804 12.0204 D 829509 D Common Stock 8334 I Held in trust Stock Options (Right to Buy) 2.28 2020-09-16 4 M 0 161111 0 D 2012-09-04 2021-01-31 Common Stock 161111 80556 D Stock Options (Right to Buy) 2.28 2020-09-16 4 M 0 16050 0 D 2012-10-23 2020-10-23 Common Stock 16050 8026 D Stock Options (Right to Buy) 2.28 2020-09-16 4 M 0 9259 0 D 2012-10-23 2020-10-23 Common Stock 9259 4630 D Stock Options (Right to Buy) 2.10 2020-09-16 4 M 0 125000 0 D 2015-12-11 2020-12-11 Common Stock 125000 0 D The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d). Represents shares surrendered in payment of the exercise price. Represents shares surrendered in payment of the applicable taxes. /s/ Michael Mathews 2020-09-18