0001553350-20-000871.txt : 20200918
0001553350-20-000871.hdr.sgml : 20200918
20200918160540
ACCESSION NUMBER: 0001553350-20-000871
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200916
FILED AS OF DATE: 20200918
DATE AS OF CHANGE: 20200918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mathews Michael
CENTRAL INDEX KEY: 0001469394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38175
FILM NUMBER: 201184074
MAIL ADDRESS:
STREET 1: 257 PARK AVENUE SOUTH
STREET 2: SUITE 602
CITY: NEW YORK
STATE: NY
ZIP: 10010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN GROUP, INC.
CENTRAL INDEX KEY: 0001487198
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 271933597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 505
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 646-448-5144
MAIL ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 505
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Elite Nutritional Brands, Inc.
DATE OF NAME CHANGE: 20111011
FORMER COMPANY:
FORMER CONFORMED NAME: Hidden Ladder, Inc.
DATE OF NAME CHANGE: 20100315
4
1
mathews4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-09-16
0
0001487198
ASPEN GROUP, INC.
ASPU
0001469394
Mathews Michael
276 FIFTH AVENUE
SUITE 505
NEW YORK
NY
10001
1
1
0
0
Chief Executive Officer
Common Stock
2020-09-16
4
M
0
161111
2.28
A
849272
D
Common Stock
2020-09-16
4
F
0
30559
12.0204
D
818713
D
Common Stock
2020-09-16
4
F
0
57965
12.0204
D
760748
D
Common Stock
2020-09-16
4
M
0
16050
2.28
A
776798
D
Common Stock
2020-09-16
4
F
0
3044
12.0204
D
773754
D
Common Stock
2020-09-16
4
F
0
5775
12.0204
D
767979
D
Common Stock
2020-09-16
4
M
0
9259
2.28
A
777238
D
Common Stock
2020-09-16
4
F
0
1756
12.0204
D
775482
D
Common Stock
2020-09-16
4
F
0
3331
12.0204
D
772151
D
Common Stock
2020-09-16
4
M
0
125000
2.10
A
897151
D
Common Stock
2020-09-16
4
F
0
21838
12.0204
D
875313
D
Common Stock
2020-09-16
4
F
0
45804
12.0204
D
829509
D
Common Stock
8334
I
Held in trust
Stock Options (Right to Buy)
2.28
2020-09-16
4
M
0
161111
0
D
2012-09-04
2021-01-31
Common Stock
161111
80556
D
Stock Options (Right to Buy)
2.28
2020-09-16
4
M
0
16050
0
D
2012-10-23
2020-10-23
Common Stock
16050
8026
D
Stock Options (Right to Buy)
2.28
2020-09-16
4
M
0
9259
0
D
2012-10-23
2020-10-23
Common Stock
9259
4630
D
Stock Options (Right to Buy)
2.10
2020-09-16
4
M
0
125000
0
D
2015-12-11
2020-12-11
Common Stock
125000
0
D
The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).
Represents shares surrendered in payment of the exercise price.
Represents shares surrendered in payment of the applicable taxes.
/s/ Michael Mathews
2020-09-18