0001553350-19-001030.txt : 20191004 0001553350-19-001030.hdr.sgml : 20191004 20191004160616 ACCESSION NUMBER: 0001553350-19-001030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191002 FILED AS OF DATE: 20191004 DATE AS OF CHANGE: 20191004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dicks Norman D CENTRAL INDEX KEY: 0001690587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 191138690 MAIL ADDRESS: STREET 1: 1660 SOUTH ALBION ROAD, SUITE 525 CITY: DENVER STATE: CO ZIP: 80222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-448-5144 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 dicks4.xml OWNERSHIP DOCUMENT X0306 4 2019-10-02 0 0001487198 ASPEN GROUP, INC. ASPU 0001690587 Dicks Norman D 276 FIFTH AVENUE SUITE 505 NEW YORK NY 10001 1 0 0 0 Common Stock 2019-10-02 4 M 0 27778 3.24 A 29778 D Common Stock 2019-10-02 4 F 0 17647 5.10 D 12131 D Stock Options (right to buy) 3.24 2019-10-02 4 M 0 27778 0 D 2016-11-18 2021-11-18 Common Stock 27778 0 D The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 under the Securities Exchange Act of 1934 ("the "Exchange Act") and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price was approved in advance by a committee of the Issuer's Board of Directors in accordance with Rule 16b-3(d) under the Exchange Act. /s/ Norman Dicks 2019-10-04