0001553350-19-001030.txt : 20191004
0001553350-19-001030.hdr.sgml : 20191004
20191004160616
ACCESSION NUMBER: 0001553350-19-001030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191002
FILED AS OF DATE: 20191004
DATE AS OF CHANGE: 20191004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dicks Norman D
CENTRAL INDEX KEY: 0001690587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38175
FILM NUMBER: 191138690
MAIL ADDRESS:
STREET 1: 1660 SOUTH ALBION ROAD, SUITE 525
CITY: DENVER
STATE: CO
ZIP: 80222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN GROUP, INC.
CENTRAL INDEX KEY: 0001487198
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 271933597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 505
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 646-448-5144
MAIL ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 505
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Elite Nutritional Brands, Inc.
DATE OF NAME CHANGE: 20111011
FORMER COMPANY:
FORMER CONFORMED NAME: Hidden Ladder, Inc.
DATE OF NAME CHANGE: 20100315
4
1
dicks4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-10-02
0
0001487198
ASPEN GROUP, INC.
ASPU
0001690587
Dicks Norman D
276 FIFTH AVENUE
SUITE 505
NEW YORK
NY
10001
1
0
0
0
Common Stock
2019-10-02
4
M
0
27778
3.24
A
29778
D
Common Stock
2019-10-02
4
F
0
17647
5.10
D
12131
D
Stock Options (right to buy)
3.24
2019-10-02
4
M
0
27778
0
D
2016-11-18
2021-11-18
Common Stock
27778
0
D
The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 under the Securities Exchange Act of 1934 ("the "Exchange Act") and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price was approved in advance by a committee of the Issuer's Board of Directors in accordance with Rule 16b-3(d) under the Exchange Act.
/s/ Norman Dicks
2019-10-04